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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody