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BIPRU Remuneration Code
As Published: 2013
BIPRU Remuneration Code
51 SYSC 19C (BIPRU Remuneration Code).
with-profits benefits reserve
As Published: 2004
with-profits benefits reserve
7 (in relation to a with-profits fund ) the with-profits benefits reserve for the with-profits fund calculated in accordance with the rules in INSPRU 1.3.116 R to INSPRU 1.3.135 G 10 .
finance
As Published: 2013
finance
71 in accordance with article 60L of the Regulated Activities Order , includes financing in whole or in part and "refinance" is to be read accordingly.
current PRA approved person approval
As Published: 2013
current PRA approved person approval
281 a current approved person approval given by the PRA .
small AIFM
As Published: 2013
small AIFM
115 an AIFM which meets the conditions in regulation 9 (meaning of "small AIFM") of the AIFMD UK regulation .
cash deposit ISA
As Published: 2001
cash deposit ISA
a cash component of an ISA which does not include the qualifying investments prescribed in paragraphs 8(2)(c), (d), (e) or (f) or paragraph 8A(2) 191 of the ISA Regulations . 3…
safeguarding and administration of assets (without arranging)
As Published: 2001
safeguarding and administration of assets (without arranging)
that part of safeguarding and administering investments which consists of both: (a) the safeguarding of assets belonging to another; and (b) the administration of those assets. 5…
payment order
As Published: 2018
payment order
159 (in accordance with regulation 2(1) of the Payment Services Regulations ) any instruction by: (a) a payer ; or (b) a payee , to their respective payment service provider requesting the execution o…
finance application
As Published: 2016
finance application
103 (in accordance with regulation 2 of the Small and Medium Sized Business (Finance Platforms) Regulations ) a request in any form for a finance facility , whether such request is made for a new faci…
article 18(5) relationship
As Published: 2013
article 18(5) relationship
105 the relationship where there are participations or capital ties other than those referred to in article 18(1) and 109 (4) 109 of the EU CRR (Methods for prudential consolidation).
UCITS Directive
As Published: 2001
UCITS Directive
the European Parliament and 43 Council Directive of 13 July 2009 43 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transfe…
investment agreement
As Published: 2001
investment agreement
any agreement the making or performance of which by either party constitutes a regulated activity , but disregarding the exclusions in Part II of the Regulated Activities Order . 5…
effecting contracts of insurance
As Published: 2001
effecting contracts of insurance
the regulated activity , specified in article 10(1) of the Regulated Activities Order (Effecting and carrying out contracts of insurance), of effecting a contract of insurance as principal. 4…
excluded activity
As Published: 2016
excluded activity
116 an activity defined as an excluded activity in section 142D of the Act or by an order made under that section.
PRA-designated senior management function
As Published: 2015
PRA-designated senior management function
128 a PRA controlled function that is a designated senior management function .
forward price
As Published: 2001
forward price
(in relation to units ) a price calculated by reference to the valuation point next following the authorised fund manager's agreement to sell or, as the case may be, to redeem the units in question. 2…
provider of credit references
As Published: 2014
provider of credit references
116 a person providing credit references who has, or ought to have, a Part 4A permission to carry on the regulated activity of providing credit references .