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entering into a regulated consumer hire agreement as owner
As Published: 2013
entering into a regulated consumer hire agreement as owner
87 the regulated activity specified in article 60N(1) of the Regulated Activities Order .
MAR 6.11 Execution price of professional client orders [deleted]
As Published: 2017
MAR 6.11 Execution price of professional client orders [deleted]
…
supplementary prospectus
As Published: 2005
supplementary prospectus
(in Part 6 rules ) a supplementary prospectus containing details of a new factor, mistake or inaccuracy. 34…
debt collector
As Published: 2014
debt collector
87 a person who has, or ought to have, a Part 4A permission to carry on the regulated activity of debt adjusting and who takes steps to procure payment of debts due under credit agreements or consumer…
RRD group
As Published: 2015
RRD group
138 a group that: (a) includes an RRD institution ; and (b) is headed by an EEA parent undertaking .
Remuneration Code
As Published: 2009
Remuneration Code
79 SYSC 19A 93 (IFPRU 146 Remuneration Code)for IFPRU investment firms and overseas firms in SYSC 19A.1.1R(1)(d) that would have been an IFPRU investment firm if it had been a UK domestic firm 146 .
authorised insurance company
As Published: 2006
authorised insurance company
40 (In COMP ) (in accordance with the compensation transitionals order ) a person who was, at any time before commencement , authorised under section 3 or 4 of the Insurance Companies Act 1982 to carr…
conversion factor
As Published: 2006
conversion factor
156 (in accordance with Article 4(28) of the Banking Consolidation Directive (Definitions) and for the purposes of BIPRU ) the ratio of the currently undrawn amount of a commitment that will be drawn…
automatic enrolment scheme
As Published: 2011
automatic enrolment scheme
76 a scheme that meets the conditions in Part 1 of the Pensions Act 2008. In summary this is a qualifying occupational pension scheme or qualifying personal pension scheme that enables automatic enrol…
IPA eligible investment
As Published: 2001
IPA eligible investment
a type of investment specified in regulation 2(2) (condition 5) of the Stamp Duty and Stamp Duty Reserve Tax (Definition of Unit Trust Scheme and Open-ended Investment Company) Regulations 2001 (SI 20…
institutional linked policyholders
As Published: 2007
institutional linked policyholders
67 in relation to permitted links , linked policyholders who are trustees of a defined benefit occupational pension scheme .
motor vehicle liability insurer
As Published: 2004
motor vehicle liability insurer
(a) a firm with permission to carry on motor vehicle liability insurance business ; (b) any person carrying on the regulated activity of managing the underwriting capacity of a Lloyd's syndicate in re…
procuration fee
As Published: 2003
procuration fee
14 the total amount paid by a home finance provider 39 to a home finance intermediary 39 , whether directly or indirectly, in connection with providing applications from customers to enter into home f…
physical asset reconciliation
As Published: 2014
physical asset reconciliation
119 the safe custody assets reconciliation described in CASS 6.6.24 R , using either the total count method or the rolling stock method .
EEA regulated entity
As Published: 2004
EEA regulated entity
21 a regulated entity that is an EEA firm or a UK firm .
vehicle
As Published: 2007
vehicle
9 any motor vehicle intended for travel on land and propelled by mechanical power, but not running on rails, and any trailer whether or not coupled. [Note: article 1(1) of Council Directive 72/166/EEC…
entering into a regulated sale and rent back agreement
As Published: 2009
entering into a regulated sale and rent back agreement
55 the regulated activity , specified in article 63J(1) of the Regulated Activities Order , which is in summary entering into a regulated sale and rent back agreement as an agreement provider, includi…