Search Result

41 - 60 of 1415 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application