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MCD creditor
As Published: 2015
MCD creditor
99 an MCD mortgage lender or an MCD article 3(1)(b) creditor . [Note: article 4(2) of the MCD ]…
relevant competent authorities
As Published: 2004
relevant competent authorities
23 (in relation to a financial conglomerate ) those competent authorities which are, or which have been appointed as, relevant competent authorities in relation to that financial conglomerate under Ar…
arranging deals in contracts of insurance written at Lloyd's
As Published: 2001
arranging deals in contracts of insurance written at Lloyd's
4 the regulated activity , specified in article 58 of the Regulated Activities Order (Arranging deals in contracts of insurance written at Lloyd's), carried on by the Society of Lloyd's of arranging d…
lower tier two capital resources
As Published: 2004
lower tier two capital resources
13 the sum calculated at stage H of the calculation in the capital resources table (Lower tier two capital) 22 .
reversion mediation activity
As Published: 2006
reversion mediation activity
42 any of the following regulated activities : (a) arranging (bringing about) a home reversion plan (article 25B(1)); (b) making arrangements with a view to a home reversion plan (article 25B(2)); (c)…
total amount of credit
As Published: 2013
total amount of credit
(1) 67 55 (in CONC ) the credit limit or the total sums made available under a regulated credit agreement . (2) (in MCOB ) the ceiling or the total sums made available under an MCD credit agreement .
normal trading hours
As Published: 2007
normal trading hours
21 (in relation to a trading venue or an investment firm ) those hours which the trading venue or investment firm establishes in advance and makes public as its trading hours. [Note: article 2(5) of t…
ring-fencing fees group
As Published: 2016
ring-fencing fees group
165 a banking group, or part of a banking group, which (i) has submitted a ring-fencing business plan and (ii) was notified by the FCA on or prior to 1 May 2016 that a fee relating to ring-fencing wou…
Motor Insurers' Information Centre
As Published: 2002
Motor Insurers' Information Centre
the information centre appointed to meet the United Kingdom's obligations under article 23 of the Consolidated Motor Insurance Directive 71 (Information Centres). 7…
simplified ILAS waiver
As Published: 2009
simplified ILAS waiver
83 a waiver permitting an ILAS BIPRU firm to operate simplified ILAS .
designated senior management function
As Published: 2015
designated senior management function
98 a controlled function that has been designated by the FCA or the PRA as a senior management function under section 59 of the Act (Approval for particular arrangements).
SUP 11 Annex 1 Summary of notification requirements
As Published: 2004
SUP 11 Annex 1 Summary of notification requirements
…
chair of the with-profits committee function
As Published: 2016
chair of the with-profits committee function
(for certain Solvency II firms ) FCA controlled function CF 2b in Part 2 of the table of FCA controlled functions , described more fully in SUP 10A.6.15BR .
option PRR
As Published: 2006
option PRR
29 the part of the market risk capital requirement calculated in accordance with BIPRU 7.6 (Option PRR) or, in relation to a particular position, the portion of the overall option PRR attributable to…
IMD reinsurance undertaking
As Published: 2004
IMD reinsurance undertaking
22 (as defined in article 2(2) of the Insurance Mediation Directive 68 ) an undertaking, other than an IMD insurance undertaking or a non-member-country insurance undertaking , the main business of wh…
Immigration Regulations
As Published: 2014
Immigration Regulations
133 the Immigration Act 2014 (Bank Account) Regulations 2014(SI 2014/3085) 137 .
upper tier three capital resources
As Published: 2006
upper tier three capital resources
19 the sum calculated at stage O of the capital resources table (Upper tier three).
eligible
As Published: 2001
eligible
(in COLL ) (in relation to a securities or a derivatives market) a market that satisfies the requirements in COLL 5.2.10 R (Eligible markets: requirements) in relation to schemes falling under COLL 5…