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expiration date
As Published: 2005
expiration date
(in LR ) (in relation to securitised derivatives ), the date stipulated by the issuer on which the holder's rights in respect of the securitised derivative ends. 26…
probable reserves
As Published: 2005
probable reserves
(in LR ): (a) in respect of mineral companies primarily involved in the extraction of oil and gas resources, those reserves which are not yet proven but which, on the available evidence and taking int…
data set
As Published: 2006
data set
One or more data items relating to the same regulated activity . 35…
capital instrument
As Published: 2006
capital instrument
48 (in COBS , 172 GENPRU and 172 BIPRU and in relation to an undertaking ) any security issued by or loan made to that undertaking or any other investment in, or external contribution to the capital o…
Electing Participants Order
As Published: 2001
Electing Participants Order
the Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001 (SI 2001/1783). 3…
CCR standardised method
As Published: 2006
CCR standardised method
48 the method of calculating the amount of an exposure set out in BIPRU 13.5 (CCR standardised method).
key features scheme
As Published: 2005
key features scheme
6 7 a scheme that is not: (a) a 8 UCITS scheme or an EEA UCITS scheme ; 8 (b) a qualified investor scheme ; or (c) a recognised scheme under section 264 of the Act (Schemes constituted in other EEA St…
Stakeholder Regulations
As Published: 2004
Stakeholder Regulations
27 the Financial Services and Markets Act 2000 (Stakeholder Products) Regulations 2004 (SI 2004/2738).
settlement price
As Published: 2005
settlement price
(in LR ) (in relation to securitised derivatives ), the reference price or prices of the underlying instrument or instruments stipulated by the issuer for the purposes of calculating its obligations t…
notional principal
As Published: 2001
notional principal
(a) (in relation to a contract for differences which is an index derivative ): (i) the current mark to market valuation of a contract for differences which resembles a futures contract; or (ii) the ex…
extraordinary public financial support
As Published: 2015
extraordinary public financial support
99 State aid within article 107(1) of the Treaty , or any other public financial support at supra-national level, which, if given at national level, would constitute state aid that is given to preserv…
inside information
As Published: 2005
inside information
as described in article 7 of the Market Abuse Regulation . 145…
marketing group
As Published: 2009
marketing group
66 a group of persons who: (a) are allied together (either formally or informally) for the purposes of marketing packaged products of the marketing group ; and (b) each of whom, if it holds itself out…
qualifying debt security
As Published: 2002
qualifying debt security
(1) 10 17 40 [deleted] 17 40 (2) (for the purposes of BIPRU ) a debt security that satisfies the conditions in BIPRU 7.2.49 R (Definition of a qualifying debt security). 10…
limited activity firm
As Published: 2006
limited activity firm
54 has the meaning in article 96(1) of the EU CRR .
long-term insurance capital requirement
As Published: 2004
long-term insurance capital requirement
13 (in relation to a firm carrying on long-term insurance business ) an amount of capital resources that the firm must hold calculated in accordance with 22 GENPRU 2.1.36R 22 .
regulatory surplus
As Published: 2005
regulatory surplus
32 (in relation to a long-term business fund, or sub-fund) the excess, if any, of the regulatory value of assets for the with-profits fund over the regulatory value of liabilities for that fund.