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industry block
As Published: 2001
industry block
(in FEES 40 ) a grouping of firms by common business activity for the purposes of calculating the general levy . 5 1 7…
upper tier two capital
As Published: 2002
upper tier two capital
(1) 3 11 44 98 [deleted] 44 98 (2) (in 19 BIPRU , GENPRU and INSPRU 19 ) an item of capital that is specified in stage G of the 11 19 capital resources table (Upper tier two capital) 19 .
regulatory excess capital
As Published: 2004
regulatory excess capital
29 (in relation to a with-profits fund ) has the meaning set out in 46 INSPRU 1.3.32R 46 .
Referral Fees Regulations
As Published: 2013
Referral Fees Regulations
126 the Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013 (SI 2013/1635).
SYSC
As Published: 2001
SYSC
the part of the Handbook in High Level Standards which has the title Senior Management Arrangements, Systems and Controls. 5…
Council
As Published: 2001
Council
the governing body of the Society 18 constituted by section 3 of Lloyd's Act 1982. 3…
tier three capital resources
As Published: 2006
tier three capital resources
26 the sum calculated at stage Q of the capital resources table (Total tier three capital).
administering a regulated lifetime mortgage contract
As Published: 2003
administering a regulated lifetime mortgage contract
9 the regulated activity , specified in article 61(2) of the Regulated Activities Order , which is in summary: administering a regulated mortgage contract (which is a lifetime mortgage ) where the con…
electronic commerce activity
As Published: 2002
electronic commerce activity
an activity which: (a) consists of the provision of an information society service from an establishment in an EEA State ; and (b) is, or but for article 72A (Information society services) of the Regu…
cancellation price
As Published: 2006
cancellation price
40 (in COLL ) (in relation to the cancellation of units in a dual-priced authorised fund ) the price for each unit payable by the depositary to the authorised fund manager on that cancellation .
representative APR
As Published: 2014
representative APR
132 an APR at or below which the firm communicating or approving the financial promotion reasonably expects, at the date on which the promotion is communicated or approved , that credit would be provi…
RSRB permission
As Published: 2011
RSRB permission
96 (in FEES ) an authorisation to carry on one or more regulated sale and rent back activities .
specific non-real time financial promotion
As Published: 2001
specific non-real time financial promotion
a non-real time financial promotion which identifies and promotes a particular investment or service. 5…
administrative expenses
As Published: 2004
administrative expenses
21 has the meaning set out in the insurance accounts rules .
insurance business transfer
As Published: 2001
insurance business transfer
a transfer in accordance with an insurance business transfer scheme . 3…
group ISA
As Published: 2001
group ISA
an individual savings account of which the plan manager is the authorised fund manager , or in the same group as the authorised fund manager , of the authorised fund by reference to units in which the…
debt adjusting
As Published: 2013
debt adjusting
84 a regulated activity of the kind specified in article 39D of the Regulated Activities Order .
asset-related capital requirement
As Published: 2004
asset-related capital requirement
21 a component of the calculation of the ECR for a firm carrying on general insurance business as set out in INSPRU 2.2 37 .
DLG by modification
As Published: 2009
DLG by modification
57 either of the following: (a) a DLG by modification (firm level) ; or (b) a non-UK DLG by modification (DLG level) . ( Guidance about this definition, and its inter-relation with other related defin…