Search Result
CASS large debt management firm internal client money reconciliation
As Published: 2014
CASS large debt management firm internal client money reconciliation
157 the internal client money reconciliation that CASS large debt management firms are obliged to undertake pursuant to CASS 11.11.13 R to CASS 11.11.21 R .
real estate market adjustment ratio
As Published: 2004
real estate market adjustment ratio
29 has the meaning set out, in relation to the resilience capital requirement , in 46 INSPRU 3.1.21R 46 .
full credit institution
As Published: 2002
full credit institution
a credit institution that falls within paragraph (1) 4 (a) 35 of the definition of credit institution .
supervisory formula method
As Published: 2006
supervisory formula method
45 (for the purposes of (Securitisation), in relation to a securitisation within the meaning of paragraph (2) of the definition of securitisation and in accordance with Part 1 of Annex IX of the Banki…
KII Regulation
As Published: 2011
KII Regulation
8 Commission Regulation (EU) No 583/2010, specifying the form and contents of key investor information , the text of which is reproduced in COLL Appendix 1EU .
MCD credit intermediation activity
As Published: 2015
MCD credit intermediation activity
99 the activity of acting as an MCD mortgage credit intermediary or an MCD article 3(1)(b) credit intermediary . [Note: article 4(5) and (21) of the MCD ]…
discounting
As Published: 2001
discounting
discounting or deductions to take account of investment income as set out in paragraph 48 of the insurance accounts rules . 3…
initial coupon rate
As Published: 2004
initial coupon rate
32 (in relation to a tier one instrument ) the coupon rate of the instrument at the time it is issued.
reversion intermediary
As Published: 2006
reversion intermediary
42 a firm with permission (or which ought to have permission ) to carry on a reversion mediation activity .
general wrong-way risk
As Published: 2006
general wrong-way risk
20 (in accordance with Part 1 of Annex III of the Banking Consolidation Directive (Definitions) and for the purpose of BIPRU 13 (The calculation of counterparty risk exposure values for financial deri…
information society service
As Published: 2002
information society service
62 an information society service, as defined by article 2(a) of the E-Commerce Directive and article 1(2) of the Technical Standards and Regulations Directive (98/34/EC), which is in summary any serv…
Consumer Panel
As Published: 2001
Consumer Panel
the panel of persons which section 1Q 282 of the Act (The Consumer Panel) requires the FCA 282 to establish and maintain, as part of its arrangements for consultation under section 1M 282 , to represe…
mineral expert's report
As Published: 2005
mineral expert's report
(in LR ) a competent person's 93 report prepared in accordance with 93 paragraph 133 of the ESMA Prospectus Recommendations . 102 28…
simplified ILAS
As Published: 2009
simplified ILAS
83 the approach to the calculation of the liquid assets buffer of a simplified ILAS BIPRU firm described in BIPRU 12.6.
dilution risk
As Published: 2006
dilution risk
37 (in accordance with Article 4(24) of the Banking Consolidation Directive (Definitions)) the risk that an amount receivable is reduced through cash or non-cash credits to the obligor.
capital account
As Published: 2001
capital account
(in COLL ) an account relating to the capital property of an authorised fund . 3 20…
option hedging method
As Published: 2006
option hedging method
29 the method of calculating the option PRR in BIPRU 7.6.24R (The hedging method).