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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

authorised unit trust manager

As Published: 2001

authorised unit trust manager

4 a manager of an AUT .

commodity simplified approach

As Published: 2006

commodity simplified approach

48 the method of calculating the commodity PRR in BIPRU 7.4.24 R (Simplified approach).

permitted activity

As Published: 2001

permitted activity

(1) (except in 33 SUP 13A 33 and SUP 14 ) a regulated activity which a firm has permission to carry on. (2) (in 33 SUP 13A 33 and SUP 14 ) an activity identified in a consent notice, a regulator's not…

mortgage administrator

As Published: 2003

mortgage administrator

11 12 a firm with permission (or which ought to have permission ) for administering a regulated mortgage contract .

linked liabilities

As Published: 2007

linked liabilities

29 property-linked liabilities or index-linked liabilities .

cash deposit ISA

As Published: 2001

cash deposit ISA

a cash component of an ISA which does not include the qualifying investments prescribed in paragraphs 8(2)(c), (d), (e) or (f) or paragraph 8A(2) 191 of the ISA Regulations . 3…

RFB

As Published: 2016

RFB

165 ring-fenced body .

intermediate rate of return

As Published: 2007

intermediate rate of return

68 (in COBS ) the intermediate rate of return described in paragraph 2.3 of the projection rules ( COBS 13 Annex 2 ).

banking and investment services conglomerate

As Published: 2006

banking and investment services conglomerate

23 a financial conglomerate that is identified in paragraph 4.3 of GENPRU 3 Annex 1 (Types of financial conglomerate) as a banking and investment services conglomerate .

vendor consideration placing

As Published: 2005

vendor consideration placing

(in LR ) a marketing, by or on behalf of vendors, of securities that have been allotted as consideration for an acquisition. 6…

equity release transaction

As Published: 2006

equity release transaction

31 a lifetime mortgage or a home reversion plan .

excess spread

As Published: 2006

excess spread

34 (for the purposes of BIPRU 9 (Securitisation), in relation to a securitisation (within the meaning of paragraph (2) of the definition of securitisation) and in accordance with Part 1 of Annex IX of…

SUP 16 Annex 35A Close Links Monthly Report

As Published: 2013

SUP 16 Annex 35A Close Links Monthly Report

BIPRU 1 Annex 1D Application form to apply the advanced measurement approach

As Published: 2006

BIPRU 1 Annex 1D Application form to apply the advanced measurement approach

CONRED 2 Annex 8 Initial letter requesting information/enclosing questionnaire

As Published: 2013

CONRED 2 Annex 8 Initial letter requesting information/enclosing questionnaire

FCA candidate

As Published: 2013

FCA candidate

149 a person in respect of whom an application is made for approval under section 59 of the Act (Approval for particular arrangements) of the performance of an FCA controlled function .

accountable higher management function

As Published: 2015

accountable higher management function

123 (in APER ) any accountable function that is: (a) 125 an FCA controlled function that is a significant-influence function 125 ; or (b) 125 a PRA controlled function .

ONA

As Published: 2014

ONA

66 the appropriate regulator's online notifications and applications system, by whatever name known.

article 3(1)(b) credit agreement

As Published: 2015

article 3(1)(b) credit agreement

118 a credit agreement : (a) under which the person to whom the credit is provided is a consumer , (b) the purpose of which is to acquire or retain property rights in land or in an existing or project…

regulated sale and rent back mediation activity

As Published: 2009

regulated sale and rent back mediation activity

76 any of the following regulated activities : (a) arranging (bringing about) regulated sale and rent back agreements (article 25E(1)); (b) making arrangements with a view to regulated sale and rent b…