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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

INSPRU

As Published: 2006

INSPRU

52 the Prudential sourcebook for Insurers.

Takeover Panel

As Published: 2001

Takeover Panel

the Panel on Takeovers and Mergers. 3…

AFM

As Published: 2011

AFM

77 authorised fund manager .

GENPRU TP 9 [deleted]

As Published: 2007

GENPRU TP 9 [deleted]

remedial direction

As Published: 2001

remedial direction

[deleted] 228…

commodity future

As Published: 2001

commodity future

a future relating to a commodity . 3…

CPI

As Published: 2012

CPI

136 the Consumer Prices Index.

FC

As Published: 2011

FC

Financial crime: a guide for firms 57…

SSAS

As Published: 2001

SSAS

small self-administered scheme . 5…

DISP

As Published: 2001

DISP

Dispute Resolution: the Complaints sourcebook. 3…

EL

As Published: 2006

EL

34 expected loss .

IFPRU

As Published: 2013

IFPRU

124 the Prudential sourcebook for Investment Firms…

BCOBS

As Published: 2009

BCOBS

32 the Banking: Conduct of Business sourcebook.

CFD

As Published: 2006

CFD

48 contract for differences .

OECD

As Published: 2001

OECD

Organisation for Economic Co-operation and Development. 4…

SETS

As Published: 2001

SETS

the Stock Exchange Electronic Trading Service. 5…

firm in run-off

As Published: 2004

firm in run-off

13 a firm whose Part 4A permission 151 has been varied so as to remove the regulated activity of effecting contracts of insurance .

money service business

As Published: 2002

money service business

carrying on by way of business the activity of: (a) operating a bureau de change; or (b) transmitting money, or any representation of monetary value, by any means; or (c) cashing cheques which are mad…

internal client money reconciliation

As Published: 2014

internal client money reconciliation

132 the client money reconciliation described in CASS 7.15.12R.

model risk

As Published: 2013

model risk

87 the potential loss an institution may incur, as a consequence of decisions that could be principally based on the output of internal models used under any of the internal approaches, due to errors…