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administering a home purchase plan
As Published: 2006
administering a home purchase plan
32 the regulated activity , specified in article 63F(2) of the Regulated Activities Order , which is in summary: administering a home purchase plan where the plan was entered into by way of business o…
RCB Regulations
As Published: 2008
RCB Regulations
70 the Regulated Covered Bonds Regulations 2008 (SI 2008/346).
PRIN
As Published: 2001
PRIN
5 the part of the Handbook in High Level Standards that has the title Principles for Businesses.
elective eligible counterparty
As Published: 2007
elective eligible counterparty
39 a client categorised as an elective eligible counterparty in accordance with COBS 3.6 (Eligible counterparties).
unpaid initial fund
As Published: 2004
unpaid initial fund
11 part of the initial fund of a mutual which the mutual is prevented from including in its tier one capital resources as permanent share capital by reason of GENPRU 2.2.64R 19 because it is not fully…
offering programme
As Published: 2005
offering programme
(in PR ) (as defined in Article 2.1(k) of the prospectus directive ) a plan which would permit the issuance of non-equity securities, including warrants in any form, having a similar type and/or class…
net margined omnibus client account
As Published: 2014
net margined omnibus client account
56 an omnibus client account maintained by a clearing member firm in respect of which the margining arrangements give rise to a gross-minus-net amount which is held by the clearing member firm as clie…
SDL
As Published: 2010
SDL
90 (in BSOCS ) the total of share and deposit liabilities, excluding amounts that qualify as own funds but including accrued interest not yet payable.
Glossary
As Published: 2001
Glossary
the Glossary giving the meanings of the defined expressions used in the Handbook . 4…
lower stage of capital
As Published: 2006
lower stage of capital
22 (with respect to a particular item of capital in the capital resources table ) a stage in the capital resources table below that in which that item of capital appears.
small registered UK AIFM
As Published: 2013
small registered UK AIFM
118 a small AIFM that is registered by the FCA in accordance with regulation 10 of the AIFMD UK regulation .
trading book policy statement
As Published: 2006
trading book policy statement
56 (1) (in BIPRU ) has the meaning in BIPRU 1.2.29R (Trading book policy statements) which is in summary a single document of a person recording the policies and procedures referred to in BIPRU 1.2.26…
EEA Passport Rights Regulations
As Published: 2001
EEA Passport Rights Regulations
the Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001 (SI 2001/2511). 1…
biomass collective investment scheme
As Published: 2008
biomass collective investment scheme
29 a collective investment scheme , the property of which consists only of property which is biomass or a biomass investment or cash awaiting investment.
regulated payment system
As Published: 2015
regulated payment system
140 a payment system designated by HM Treasury under section 43 of FSBRA .
authorised payment institution
As Published: 2009
authorised payment institution
62 186 (in accordance with regulation 2(1) of the Payment Services Regulations ) a person included by the FCA 185 in the Financial Services Register 185 as an authorised payment institution pursuant t…