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protection seller
As Published: 2006
protection seller
(in BIPRU ) 115 43 43 (in relation to a credit derivative and in accordance with paragraph 8 of Annex I of the Capital Adequacy Directive (Calculating capital requirements for position risk)) the pers…
SUP 16 Annex 39A Consumer buy-to-let return
As Published: 2016
SUP 16 Annex 39A Consumer buy-to-let return
…
advanced prudential calculation approach permission
As Published: 2006
advanced prudential calculation approach permission
37 one of the following: (a) an IRB permission ; or (b) an AMA permission ; or (c) a VaR model permission ; or (d) a CAD 1 model waiver ; or (e) a master netting agreement internal models approach per…
specialist securitised derivative
As Published: 2005
specialist securitised derivative
(in LR ) a securitised derivative which because of its nature is normally bought and traded by a limited number of investors who are particularly knowledgeable in investment matters. 34…
recovery capacity
As Published: 2015
recovery capacity
138 the capability of an RRD institution to restore its financial position following a significant deterioration. [Note: article 2(1)(103) of RRD ]…
non-EEA feeder AIF
As Published: 2014
non-EEA feeder AIF
57 a UK AIF or an EEA AIF that is a feeder AIF , the master AIF of which is a non-EEA AIF or is managed by a non-EEA AIFM .
Seventh Company Law Directive
As Published: 2001
Seventh Company Law Directive
the Council Directive of 13 June 1983 on consolidated accounts (No 83/349/EEC). 5…
post
As Published: 2001
post
5 (in relation to sending a document by post) sending pre-paid by a postal service which seeks to deliver documents by post within the United Kingdom no later than the next working day in all or the m…
manager of the relevant scheme
As Published: 2010
manager of the relevant scheme
70 the person (including a person outside the United Kingdom ) who administers the relevant scheme or (if there is no such person ) the person responsible for making payments under it.
own estimates of volatility adjustments approach
As Published: 2006
own estimates of volatility adjustments approach
29 the approach to calculating volatility adjustments under the financial collateral comprehensive method under which the firm uses its own estimates of such adjustments, as more fully described in BI…
terms of reference
As Published: 2012
terms of reference
48 the terms of reference of a firm's with-profits committee , or the terms of appointment of the person or persons acting as the with-profits advisory arrangement , satisfying the requirements set ou…
relevant function
As Published: 2001
relevant function
(in relation to a UK recognised body ) an exempt activity or a regulatory function . 5…
VaR number
As Published: 2006
VaR number
8 has the meaning in BIPRU 7.10.115R (Capital calculations: General) which in summary is (in relation to a business day and a VaR model ) the VaR measure , in respect of the previous business day 's c…
synthetic securitisation
As Published: 2003
synthetic securitisation
14 (in accordance with Article 4(38) of the Banking Consolidation Directive (Definitions) and for the purpose of BIPRU 121 ) a securitisation (within the meaning of paragraph (2) of the definition of…
dual-regulated firms Remuneration Code
As Published: 2015
dual-regulated firms Remuneration Code
96 SYSC 19D (Dual-regulated firms Remuneration Code) for dual-regulated firms and overseas firms in SYSC 19D.1.1R(1)(d) that would have been a bank , building society or UK designated investment firm…
internal custody record check
As Published: 2014
internal custody record check
132 the safe custody assets record check described in CASS 6.6.10G (2) performed using either the internal custody reconciliation method or the internal system evaluation method .
non-core large exposures group permission
As Published: 2013
non-core large exposures group permission
53 a permission referred to in IFPRU 8.2.6 R given by the FCA for the purpose of article 400(2)(c) of the EU CRR (Large exposures: exemptions).
large partnership
As Published: 2001
large partnership
69 (1) (in COMP ), a partnership with net assets of more than £1.4 million (or its equivalent in any other currency at the relevant time). (2) (except in COMP ), a partnership or unincorporated associ…