Search Result

1 - 20 of 1195 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.25 Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

REC 1.1 Application

As Published: 2005

REC 1.1 Application

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules