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Individual Liquidity Adequacy Assessment
As Published: 2009
Individual Liquidity Adequacy Assessment
86 a standard ILAS BIPRU firm's assessment of the adequacy of its liquidity resources and systems and controls as required by the rules in BIPRU 12.5.
tariff of charges
As Published: 2003
tariff of charges
9 a list of all the charges (including amounts) that are payable on a home finance transaction 23 , including the reason for, and amount of, each charge.
MCD credit agreement
As Published: 2015
MCD credit agreement
99 an MCD regulated mortgage contract or an MCD article 3(1)(b) credit agreement . [Note: article 3(1) of the MCD ]…
arrangement
As Published: 2001
arrangement
4 (as defined in section 59(10) of the Act (Approval for particular arrangements)) any kind of arrangement for the performance of a function of an authorised person ("A") which is entered into by A or…
International Securities Identification Number (ISIN)
As Published: 2010
International Securities Identification Number (ISIN)
96 a 12-character, alphanumeric code which uniquely identifies a financial instrument and provides for the uniform identification of securities at trading and settlement.
AIFM qualifier
As Published: 2013
AIFM qualifier
96 an EEA AIFM which is marketing , or has marketed , an AIF in the UK by: (a) exercising its EEA right to market under Schedule 3 of the Act (EEA Passport Rights); and (b) is not exercising a right t…
commission
As Published: 2001
commission
any form of commission 3 or remuneration 25 , including a benefit of any kind, offered or given in connection with: 17 (a) designated investment business (other than commission equivalent); 17 23 25 (…
index-linked benefits
As Published: 2004
index-linked benefits
32 benefits: (a) provided for under a linked long-term contract of insurance ; and (b) determined by reference to an index of the value of property of any description (whether specified in the contrac…
IPRU
As Published: 2001
IPRU
the Interim Prudential sourcebook, comprising IPRU(BANK) , IPRU(BSOC) , IPRU(FSOC) , IPRU(INS) and IPRU(INV) , or according to the context one of these Interim Prudential sourcebooks. 5…
money-market instruments
As Published: 2007
money-market instruments
44 those classes of financial instruments which are normally dealt in on the money market, such as treasury bills, certificates of deposit and commercial papers and excluding instruments of payment. […
financial sector entity
As Published: 2013
financial sector entity
72 has the meaning in article 4(1)(27) of the EU CRR .
offer
As Published: 2001
offer
(1) (in MAR 1 (Code of market conduct)) an offer as defined in the Takeover Code . (2) (in MAR 2 (Buy-backs and Stabilisation)) an offer or invitation to make an offer. 18 4 18 (3) (in LR 32 and 32 PR…
designated State or territory
As Published: 2001
designated State or territory
any EEA State (other than the United Kingdom ), Australia, Canada or a province of Canada, Hong Kong, Singapore, South Africa, Switzerland, a State in the United States of America, the District of Col…
card payment system
As Published: 2015
card payment system
185 a regulated payment system that enables a holder of a payment card to effect a payment.
third country investment firm
As Published: 2006
third country investment firm
28 25 a firm which would be a MiFID investment firm if it had its head office in the EEA .
CASS large debt management firm external client money reconciliation
As Published: 2014
CASS large debt management firm external client money reconciliation
157 the external client money reconciliation that CASS large debt management firms are obliged to undertake pursuant to CASS 11.11.25 R to CASS 11.11.26 R .
consolidated requirement component
As Published: 2006
consolidated requirement component
48 has the meaning in BIPRU 8.7.11 R (Calculation of the consolidated requirement components), which in summary is one of the following: (a) the consolidated credit risk requirement ; or (b) the conso…
BIPRU 8 Annex 1 Decision tree identifying a UK consolidation group
As Published: 2007
BIPRU 8 Annex 1 Decision tree identifying a UK consolidation group
…
open currency position
As Published: 2006
open currency position
29 the amount calculated under BIPRU 7.5.19R (Open currency position) as part of the calculation of the foreign currency PRR .