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Council
As Published: 2001
Council
the governing body of the Society 18 constituted by section 3 of Lloyd's Act 1982. 3…
tier three capital resources
As Published: 2006
tier three capital resources
26 the sum calculated at stage Q of the capital resources table (Total tier three capital).
administering a regulated lifetime mortgage contract
As Published: 2003
administering a regulated lifetime mortgage contract
9 the regulated activity , specified in article 61(2) of the Regulated Activities Order , which is in summary: administering a regulated mortgage contract (which is a lifetime mortgage ) where the con…
electronic commerce activity
As Published: 2002
electronic commerce activity
an activity which: (a) consists of the provision of an information society service from an establishment in an EEA State ; and (b) is, or but for article 72A (Information society services) of the Regu…
cancellation price
As Published: 2006
cancellation price
40 (in COLL ) (in relation to the cancellation of units in a dual-priced authorised fund ) the price for each unit payable by the depositary to the authorised fund manager on that cancellation .
representative APR
As Published: 2014
representative APR
132 an APR at or below which the firm communicating or approving the financial promotion reasonably expects, at the date on which the promotion is communicated or approved , that credit would be provi…
RSRB permission
As Published: 2011
RSRB permission
96 (in FEES ) an authorisation to carry on one or more regulated sale and rent back activities .
specific non-real time financial promotion
As Published: 2001
specific non-real time financial promotion
a non-real time financial promotion which identifies and promotes a particular investment or service. 5…
administrative expenses
As Published: 2004
administrative expenses
21 has the meaning set out in the insurance accounts rules .
insurance business transfer
As Published: 2001
insurance business transfer
a transfer in accordance with an insurance business transfer scheme . 3…
group ISA
As Published: 2001
group ISA
an individual savings account of which the plan manager is the authorised fund manager , or in the same group as the authorised fund manager , of the authorised fund by reference to units in which the…
debt adjusting
As Published: 2013
debt adjusting
84 a regulated activity of the kind specified in article 39D of the Regulated Activities Order .
asset-related capital requirement
As Published: 2004
asset-related capital requirement
21 a component of the calculation of the ECR for a firm carrying on general insurance business as set out in INSPRU 2.2 37 .
DLG by modification
As Published: 2009
DLG by modification
57 either of the following: (a) a DLG by modification (firm level) ; or (b) a non-UK DLG by modification (DLG level) . ( Guidance about this definition, and its inter-relation with other related defin…
credit-sale agreement
As Published: 2014
credit-sale agreement
157 an agreement for the sale of goods under which the purchase price, or part of it, is payable by instalments, but which is not a conditional sale agreement (see section 189 of the CCA ).
UCITS implementing Directive
As Published: 2011
UCITS implementing Directive
43 Commission Directive (2010/43/EU) of the European Parliament and of the Council implementing Directive 2009/65/EC (UCITS IV) as regards certain provisions concerning organisational requirements, co…
MCD mortgage credit intermediary
As Published: 2015
MCD mortgage credit intermediary
99 in relation to an MCD regulated mortgage contract : (a) an MCD mortgage arranger ; or (b) an MCD mortgage adviser . [Note: article 4(5) and (21) of the MCD ]…
third-country group
As Published: 2004
third-country group
13 a third-country financial conglomerate or a third-country banking and investment group .
decision notice
As Published: 2001
decision notice
a notice issued by the appropriate regulator 158 in accordance with section 388 of the Act (Decision notices). 3…