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BIPRU Remuneration Code
As Published: 2013
BIPRU Remuneration Code
51 SYSC 19C (BIPRU Remuneration Code).
related investment
As Published: 2005
related investment
30 (as defined in section 130A(3) of the Act ) in relation to a qualifying investment , means an investment whose price or value depends on the price or value of the qualifying investment .
with-profits benefits reserve
As Published: 2004
with-profits benefits reserve
7 (in relation to a with-profits fund ) the with-profits benefits reserve for the with-profits fund calculated in accordance with the rules in INSPRU 1.3.116 R to INSPRU 1.3.135 G 10 .
finance
As Published: 2013
finance
71 in accordance with article 60L of the Regulated Activities Order , includes financing in whole or in part and "refinance" is to be read accordingly.
current PRA approved person approval
As Published: 2013
current PRA approved person approval
281 a current approved person approval given by the PRA .
small AIFM
As Published: 2013
small AIFM
115 an AIFM which meets the conditions in regulation 9 (meaning of "small AIFM") of the AIFMD UK regulation .
safeguarding and administration of assets (without arranging)
As Published: 2001
safeguarding and administration of assets (without arranging)
that part of safeguarding and administering investments which consists of both: (a) the safeguarding of assets belonging to another; and (b) the administration of those assets. 5…
article 18(5) relationship
As Published: 2013
article 18(5) relationship
105 the relationship where there are participations or capital ties other than those referred to in article 18(1) and 109 (4) 109 of the EU CRR (Methods for prudential consolidation).
UCITS Directive
As Published: 2001
UCITS Directive
the European Parliament and 43 Council Directive of 13 July 2009 43 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transfe…
RCB 3 Annex 2 Asset pool notification form
As Published: 2008
RCB 3 Annex 2 Asset pool notification form
…
investment agreement
As Published: 2001
investment agreement
any agreement the making or performance of which by either party constitutes a regulated activity , but disregarding the exclusions in Part II of the Regulated Activities Order . 5…
effecting contracts of insurance
As Published: 2001
effecting contracts of insurance
the regulated activity , specified in article 10(1) of the Regulated Activities Order (Effecting and carrying out contracts of insurance), of effecting a contract of insurance as principal. 4…
forward price
As Published: 2001
forward price
(in relation to units ) a price calculated by reference to the valuation point next following the authorised fund manager's agreement to sell or, as the case may be, to redeem the units in question. 2…
provider of credit references
As Published: 2014
provider of credit references
116 a person providing credit references who has, or ought to have, a Part 4A permission to carry on the regulated activity of providing credit references .
direct access
As Published: 2015
direct access
102 access to a regulated payment system to enable a payment service provider to provide services for the purposes of enabling the transfer of funds using the regulated payment system , as a result of…
competent employees rule
As Published: 2007
competent employees rule
62 (a) for a firm which is not a common platform firm , SYSC 3.1.6 R . (b) for a common platform firm , SYSC 5.1.1 R .
combination charge structure
As Published: 2015
combination charge structure
184 a charging structure used by an operator of a qualifying scheme which is solely a combination of: (a) an accrued rights charge and a flat-fee charge ; or (b) an accrued rights charge and a contrib…