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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

sole trader

As Published: 2001

sole trader

an individual who is a firm . 5…

unauthorised fund

As Published: 2013

unauthorised fund

48 a fund which is not an authorised fund .

shadow director

As Published: 2005

shadow director

(in LR ) as in sub-paragraph (b) of the definition of director in section 417(1) of the Act .

coupon

As Published: 2004

coupon

27 a dividend, interest payment or any similar payment.

GENPRU

As Published: 2006

GENPRU

20 the General Prudential sourcebook.

CCA

As Published: 2013

CCA

149 the Consumer Credit Act 1974.

BCD

As Published: 2001

BCD

4 Banking Consolidation Directive .

UK

As Published: 2001

UK

United Kingdom . 2…

electronic communication

As Published: 2009

electronic communication

has the meaning given in section 15(1) of the Electronic Communications Act 2000.

AIF

As Published: 2013

AIF

96 alternative investment fund .

self-regulatory organisation

As Published: 2005

self-regulatory organisation

…

third country BIPRU 730k firm

As Published: 2013

third country BIPRU 730k firm

This term can be found in a glossary search here .

PR

As Published: 2005

PR

the Prospectus Rules sourcebook. 30…

financial return

As Published: 2013

financial return

This term can be found in a glossary search here .

MCAS scheme

As Published: 2004

MCAS scheme

20 Mortgage Code Arbitration Scheme.

deal

As Published: 2001

deal

a dealing transaction. 3…

MLRO

As Published: 2004

MLRO

money laundering reporting officer .

reinsurance

As Published: 2004

reinsurance

29 includes retrocession.

issuing e-money

As Published: 2011

issuing e-money

…

PERG

As Published: 2005

PERG

29 the Perimeter Guidance manual.