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CTF
As Published: 2004
CTF
24 (as defined in section 1(2) of the Child Trust Funds Act 2004) a child trust fund, that is, an account which: (1) is held by a child who is or has been an eligible child (as defined in section 2 of…
authorised UK representative
As Published: 2001
authorised UK representative
4 (in relation to a firm ) a person resident in the United Kingdom who is authorised to act generally, and to accept service of any document , on behalf of the firm .
EEA ELTIF
As Published: 2015
EEA ELTIF
106 an ELTIF authorised by a competent authority other than the FCA under the ELTIF regulation .
commodity PRR
As Published: 2006
commodity PRR
48 the part of the market risk capital requirement calculated in accordance with BIPRU 7.4 (Commodity PRR) or, in relation to a particular position , the portion of the overall commodity PRR attributa…
linked fund
As Published: 2007
linked fund
29 a real or notional account to which an insurer appropriates linked assets for the purposes of their being permitted links , and which may be subdivided into units, the value of each of which is det…
candidate
As Published: 2001
candidate
3 a person in respect of whom an application is made for approval under section 59 of the Act (Approval for particular arrangements) of the performance of an FCA controlled function or a PRA controlle…
client bank account acknowledgement letter
As Published: 2014
client bank account acknowledgement letter
(1) (in CASS 7 ) a letter in the form of the template in CASS 7 Annex 2 R. 166 (2) (in CASS 11 ) a letter in the form of the template in CASS 11 Annex 1 R . 166…
readily realisable investment
As Published: 2001
readily realisable investment
119 (1) 129 (a) a packaged product ; (b) a readily realisable security . [deleted] 129…
higher rate of return
As Published: 2007
higher rate of return
15 (in COBS ) the higher rate of return described in paragraph 2.3 of the projection rules ( COBS 13 Annex 2 ).
backtesting exception
As Published: 2006
backtesting exception
23 (in BIPRU 7.10 (Use of a value at risk model)) an exception (excluding a specific risk backtesting exception ) arising out of backtesting a VaR model as more fully defined in BIPRU 7.10.103 R .
equity release provider
As Published: 2006
equity release provider
31 a firm with permission (or which ought to have permission ) for: (a) entering into a regulated mortgage contract (when carried on in relation to a lifetime mortgage ); or (b) entering into a home r…
permitted immovable
As Published: 2001
permitted immovable
any interest in land or buildings 48 which falls within COLL 5.6.18 R (2) and COLL 5.6.18 R (6) (Investment in property) and which, being a leasehold interest or its equivalent, has an unexpired term…
position risk requirement
As Published: 2006
position risk requirement
43 a capital requirement applied to a position treated under BIPRU 7 (Market risk) as part of the calculation of the market risk capital requirement or, if the relevant provision of the Handbook disti…
CONRED 2 Annex 7 Letter to consumers confirming their case will be reviewed
As Published: 2013
CONRED 2 Annex 7 Letter to consumers confirming their case will be reviewed
…
FCA-approved person
As Published: 2013
FCA-approved person
151 an approved person in relation to whom the FCA has given its approval under section 59 of the Act (Approval for particular arrangements) for the performance of an FCA controlled function .
final notice
As Published: 2001
final notice
a notice given by the appropriate regulator 153 under section 390 of the Act (Final notices). 2…