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qualifying social entrepreneurship fund
As Published: 2013
qualifying social entrepreneurship fund
21 has the meaning given in article 3(b) of the EuSEF regulation .
synthetic cash
As Published: 2001
synthetic cash
a position in a derivative that offsets an exposure in property to the point where that exposure has effectively been neutralised, and the effect of the combined holding of both property and the posit…
third country competent authority
As Published: 2006
third country competent authority
26 a regulatory body of a state or territory that is not an EEA State .
secured debt
As Published: 2001
secured debt
a debt fully secured on: 28 19 (a) assets whose value at least equals the amount of debt; or 28 19 (b) a letter of credit or guarantee from an approved counterparty . 5 28 19…
Electing Participants Regulations
As Published: 2004
Electing Participants Regulations
the Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001 (SI 2001/1783).
issuing electronic money
As Published: 2011
issuing electronic money
102 195 the activity specified in article 9B of the Regulated Activities Order (Issuing electronic money), which is the activity of issuing electronic money by: (a) a credit institution , a credit uni…
MAD Investment Recommendations Directive
As Published: 2007
MAD Investment Recommendations Directive
44 The Commission Directive of 22 December 2003 implementing the Market Abuse Directive as regards the fair presentation of investment recommendations and the disclosure of conflicts of interest (No.
relevant office-holder
As Published: 2001
relevant office-holder
a relevant office-holder as defined in section 189 of the Companies Act 1989, which is in summary: (a) the official receiver; (b) (in relation to a company) any person acting as its liquidator, provis…
relevant provisions
As Published: 2014
relevant provisions
132 in accordance with article 36A of the Regulated Activities Order , articles 60C (exempt agreements: exemptions relating to the nature of the agreement), 60D (exempt agreements: exemption relating…
specific costs
As Published: 2001
specific costs
management expenses other than base costs and establishment costs . 4…
approved credit institution
As Published: 2001
approved credit institution
a credit institution recognised or permitted under the law of an EEA State to carry on any of the activities set out in Annex 1 to the CRD 106 .
credit repair firm
As Published: 2013
credit repair firm
151 a firm which carries on the activity of providing credit information services with a view to securing or advising on the correction of or omission of anything from, or making of any modification o…
approved stock lending transaction
As Published: 2004
approved stock lending transaction
21 a stock lending transaction in respect of which the conditions in 37 INSPRU 3.2.36 R 37 have been met.
intermediate holding vehicle
As Published: 2007
intermediate holding vehicle
71 a company , trust or partnership but not a collective investment scheme , whose purpose is to enable the holding of overseas 74 immovables on behalf of a non-UCITS retail scheme or a qualified inve…
multiplication factor
As Published: 2006
multiplication factor
40 (in BIPRU 7.10 (Use of a value at risk model)) a multiplication factor applied to a VaR measure for the purpose of calculating the model PRR made up of the minimum multiplication factor as increase…
defined liquidity group
As Published: 2009
defined liquidity group
57 a DLG by default or DLG by modification .
shared appreciation mortgage
As Published: 2003
shared appreciation mortgage
15 a regulated mortgage contract , a condition of which is that the mortgage lender will receive a share in any increase in value in the mortgaged property when the customer either sells the property…
TC Sch 3 Fees and other required payments
As Published: 2007
TC Sch 3 Fees and other required payments
…
VaR model permission
As Published: 2006
VaR model permission
15 an Article 129 implementing measure , a requirement or a waiver that requires a BIPRU firm or a CAD investment firm to use the VaR model approach on a solo basis or, if the context requires, a cons…