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closed
As Published: 2001
closed
(in relation to a syndicate year ) closed by reinsurance to close in accordance with byelaws , either into another syndicate year or into an insurer approved by the Council for the purpose. 3…
safe custody investment
As Published: 2001
safe custody investment
a designated investment , which is not the property of the firm , but for which the firm , or any nominee company controlled by the firm or by its associate , is accountable; which has been paid for i…
body corporate
As Published: 2001
body corporate
4 (in accordance with section 417(1) of the Act (Definitions)) any body corporate, including a body corporate constituted under the law of a country or territory outside the United Kingdom .
premium listing (investment company)
As Published: 2009
premium listing (investment company)
77 a premium listing of equity shares 90 of a closed-ended investment fund or of an open-ended investment company .
protected home finance mediation
As Published: 2003
protected home finance mediation
39 14 activities in relation to home finance transactions 39 which are covered by the compensation scheme , as defined in COMP 5.6.1 R .
welfare trust
As Published: 2001
welfare trust
any scheme or arrangement, not being an occupational pension scheme , that is comprised in one or more instruments or agreements and operates as a benevolent fund so as to provide benefits, at the dis…
financial analyst
As Published: 2007
financial analyst
25 a relevant person who produces the substance of investment research . [Note: article 2(4) of the MiFID implementing Directive ]…
accrued rights charge
As Published: 2015
accrued rights charge
124 a charge used by an operator for a qualifying scheme which is calculated solely by reference to the value of a member's rights accrued under a qualifying scheme . 'Rights' has the same meaning as…
corporate exposure
As Published: 2006
corporate exposure
48 (1) (in relation to the IRB approach ) an exposure falling into BIPRU 4.3.2 R (3) (IRB exposure classes). (2) (in relation to the standardised approach to credit risk) an exposure falling into BIPR…
nuclear risks
As Published: 2004
nuclear risks
13 risks falling within any class of general insurance business and arising in connection with the construction and use of any nuclear reactor or nuclear installation or the carriage of any nuclear ma…
FIT Sch 3 Fees and other required payments
As Published: 2004
FIT Sch 3 Fees and other required payments
…
margin threshold
As Published: 2006
margin threshold
40 (in accordance with Part 1 of Annex III of the Banking Consolidation Directive (Definitions) and for the purpose of BIPRU 13 (The calculation of counterparty risk exposure values for financial deri…
key investor information
As Published: 2011
key investor information
8 key information for investors on the essential elements of a UCITS scheme or EEA UCITS scheme , as detailed in article 78 of the UCITS Directive and in the KII Regulation .
guaranteed annuity rate
As Published: 2015
guaranteed annuity rate
56 an arrangement in a pension scheme to provide benefits whereby, in defined circumstances and irrespective of the prevailing market rate for annuities when those benefits come into payment, a member…
long-term insurance liabilities
As Published: 2004
long-term insurance liabilities
13 liabilities arising from long-term insurance business .