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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

closed

As Published: 2001

closed

(in relation to a syndicate year ) closed by reinsurance to close in accordance with byelaws , either into another syndicate year or into an insurer approved by the Council for the purpose. 3…

safe custody investment

As Published: 2001

safe custody investment

a designated investment , which is not the property of the firm , but for which the firm , or any nominee company controlled by the firm or by its associate , is accountable; which has been paid for i…

body corporate

As Published: 2001

body corporate

4 (in accordance with section 417(1) of the Act (Definitions)) any body corporate, including a body corporate constituted under the law of a country or territory outside the United Kingdom .

premium listing (investment company)

As Published: 2009

premium listing (investment company)

77 a premium listing of equity shares 90 of a closed-ended investment fund or of an open-ended investment company .

protected home finance mediation

As Published: 2003

protected home finance mediation

39 14 activities in relation to home finance transactions 39 which are covered by the compensation scheme , as defined in COMP 5.6.1 R .

welfare trust

As Published: 2001

welfare trust

any scheme or arrangement, not being an occupational pension scheme , that is comprised in one or more instruments or agreements and operates as a benevolent fund so as to provide benefits, at the dis…

financial analyst

As Published: 2007

financial analyst

25 a relevant person who produces the substance of investment research . [Note: article 2(4) of the MiFID implementing Directive ]…

pledge

As Published: 2014

pledge

116 a pawnee 's rights over an article taken in pawn .

Lloyd's complaint rules

As Published: 2007

Lloyd's complaint rules

26 106 DISP 1.7 . 30…

projection date

As Published: 2001

projection date

5 8 the date to which the projection is made.

accrued rights charge

As Published: 2015

accrued rights charge

124 a charge used by an operator for a qualifying scheme which is calculated solely by reference to the value of a member's rights accrued under a qualifying scheme . 'Rights' has the same meaning as…

corporate exposure

As Published: 2006

corporate exposure

48 (1) (in relation to the IRB approach ) an exposure falling into BIPRU 4.3.2 R (3) (IRB exposure classes). (2) (in relation to the standardised approach to credit risk) an exposure falling into BIPR…

nuclear risks

As Published: 2004

nuclear risks

13 risks falling within any class of general insurance business and arising in connection with the construction and use of any nuclear reactor or nuclear installation or the carriage of any nuclear ma…

FIT Sch 3 Fees and other required payments

As Published: 2004

FIT Sch 3 Fees and other required payments

margin threshold

As Published: 2006

margin threshold

40 (in accordance with Part 1 of Annex III of the Banking Consolidation Directive (Definitions) and for the purpose of BIPRU 13 (The calculation of counterparty risk exposure values for financial deri…

key investor information

As Published: 2011

key investor information

8 key information for investors on the essential elements of a UCITS scheme or EEA UCITS scheme , as detailed in article 78 of the UCITS Directive and in the KII Regulation .

guaranteed annuity rate

As Published: 2015

guaranteed annuity rate

56 an arrangement in a pension scheme to provide benefits whereby, in defined circumstances and irrespective of the prevailing market rate for annuities when those benefits come into payment, a member…

BIPRU 8.9 [deleted]

As Published: 2007

BIPRU 8.9 [deleted]

FCA Handbook

As Published: 2013

FCA Handbook

151 the FCA's Handbook of rules and guidance…

long-term insurance liabilities

As Published: 2004

long-term insurance liabilities

13 liabilities arising from long-term insurance business .