Login

We use necessary cookies to make our site work (for example, to manage your usage journey on the site). We also use some additional cookies (including third-party cookies) to help us improve the site functionality and user experience. For more information, on how these cookies work please see our Cookies Notice.

Check your settings below and select the cookies you’re happy with.

Strictly Necessary Cookies

These cookies are necessary for the website to function and cannot be switched off in our systems. They are usually only set in response to actions made by you which amount to a request for services, such as setting your privacy preferences, logging in or filling in forms.

Non-essential Cookies

These cookies are used for various purposes:

To allow us to count visits and traffic sources so we can measure and improve the performance of our site. They help us to know which pages are the most and least popular and see how visitors move around the site. All information these cookies collect is aggregated and therefore anonymous. If you do not allow these cookies we will not know when you have visited our site and will not be able to monitor its performance.
To provide enhanced functionality and personalisation. They may be set by us or by third party providers whose services we have added to our pages. If you do not allow these cookies then some or all of these services may not function properly.
Set by our site by our advertising partners. They may be used by those companies to build a profile of your interests and show you relevant adverts on other sites. They do not store information which allows us to identify you personally but are based on uniquely identifying your browser and internet device. If you do not allow these cookies, you will experience less targeted advertising.

Find out more about www.allaboutcookies.org or view our cookie policy.

Skip to main content

FCA Website
PRA Rulebook
Glossary
Useful Links
Contact Us

Search the Handbook

Advanced Search

Home
FCA Handbook
What's New
Instruments
Forms
Guides
Technical Standards
Level 3 Materials

Join Up
MyFCA

Login

User name

User password

Forgotten your password? Register a new account

Home
FCA Handbook
Search Results

Search Result

121 - 140 of 5590 items.

Results filter Sort by: Show:

Search Term(s)

Search Text

Filter by Topics

United Kingdom (460)
European Economic Area (274)
Authorised persons (224)
Investments (223)
Authorisation (221)
Group companies (192)
Investment activities (161)
Employees (146)
Directors (145)
MiFID (141)
Loans (138)
Investor (137)
Providers (136)
Non United Kingdom (136)
Supervision (132)

Filter by Modules

Modules

Filter by Documents

Documents

Filter by Keywords

Keywords

Effective Period

From To

Similar To

Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IMRO

As Published: 2001

IMRO

the Investment Management Regulatory Organisation Limited. 5…

INSPRU

As Published: 2006

INSPRU

52 the Prudential sourcebook for Insurers.

BIPRU investment firm

As Published: 2013

BIPRU investment firm

This term can be found in a glossary search here .

Takeover Panel

As Published: 2001

Takeover Panel

the Panel on Takeovers and Mergers. 3…

AFM

As Published: 2011

AFM

77 authorised fund manager .

GENPRU TP 9 [deleted]

As Published: 2007

GENPRU TP 9 [deleted]

…

remedial direction

As Published: 2001

remedial direction

[deleted] 230…

commodity future

As Published: 2001

commodity future

a future relating to a commodity . 3…

CPI

As Published: 2012

CPI

136 the Consumer Prices Index.

FC

As Published: 2011

FC

Financial crime: a guide for firms 57…

SSAS

As Published: 2001

SSAS

small self-administered scheme . 5…

DISP

As Published: 2001

DISP

Dispute Resolution: the Complaints sourcebook. 3…

EL

As Published: 2006

EL

34 expected loss .

FUND 2.1 [To follow]

As Published: 2013

FUND 2.1 [To follow]

…

IFPRU

As Published: 2013

IFPRU

124 the Prudential sourcebook for Investment Firms…

BCOBS

As Published: 2009

BCOBS

32 the Banking: Conduct of Business sourcebook.

CFD

As Published: 2006

CFD

48 contract for differences .

OECD

As Published: 2001

OECD

Organisation for Economic Co-operation and Development. 4…

SETS

As Published: 2001

SETS

the Stock Exchange Electronic Trading Service. 5…

market abuse (manipulating devices)

As Published: 2005

market abuse (manipulating devices)

77 77 (1) (in accordance with section 118(6) of the Act (Market abuse)) the behaviour described in section 118(6) of the Act , which is effecting transactions or orders to trade which employ fictitiou…

Previous page
1
..
6
7
8
9
..
280
Next page

Is there anything wrong with this page?

Contact us
Accessibility
Help

Terms & Conditions
Legal Information
Privacy Policy