Search Result
rated position
As Published: 2006
rated position
46 (for the purposes of MIPRU and 142 BIPRU 9 (Securitisation), in accordance with Part 1 of Annex IX of the Banking Consolidation Directive (Securitisation definitions) and in relation to a securitis…
regulatory current liabilities
As Published: 2004
regulatory current liabilities
29 (in relation to a with-profits fund ) the regulatory current liabilities of the with-profits fund calculated in accordance with 46 INSPRU 1.1.30R 46 .
qualifying venture capital fund
As Published: 2013
qualifying venture capital fund
21 has the meaning given in article 3(b) of the EuVECA regulation .
synthetic future
As Published: 2001
synthetic future
(a) a synthetic bought future, that is, a bought call option coupled with a written put option ; or (b) a synthetic sold future, that is, a bought put option coupled with a written call option ;provid…
tier three capital
As Published: 2006
tier three capital
26 an item of capital that is upper tier three capital or lower tier three capital .
electricity
As Published: 2001
electricity
(a) electricity in any form, including electricity as deliverable through the Balancing and Settlement Code ; (b) any right that relates to electricity, for example the right under a contract or other…
banking sector
As Published: 2004
banking sector
13 a sector composed of one or more of the following entities: (a) a credit institution ; (b) a financial institution ; and (c) an 23 ancillary services undertaking that is not an ancillary insurance…
FSA scheme
As Published: 2001
FSA scheme
the former scheme operated by the FSA under paragraph 4 of Schedule 7 to the Financial Services Act 1986 for the investigation of complaints arising out of the conduct of investment business. 1…
repayment
As Published: 2014
repayment
132 includes repayment of credit with or without any other amount.
card issuer
As Published: 2015
card issuer
185 a payment service provider contracting with a payer to enable the latter to initiate a payment transaction , made by means of any card, telecommunication, digital or IT device or software.
EMPS 2.1 These provisions have been moved to the Supervision Manual (SUP 21)
As Published: 2001
EMPS 2.1 These provisions have been moved to the Supervision Manual (SUP 21)
…
unauthorised person
As Published: 2001
unauthorised person
a person who is not an authorised person . 2…
assessable mutual
As Published: 2004
assessable mutual
21 (for the purposes of 37 INSPRU 1.4 37 ) a mutual where the insurance business carried on by the mutual is limited to the provision of insurance business to its members and whose articles of associa…
credit card cheque
As Published: 2014
credit card cheque
157 a cheque (whether or not drawn on a banker) which, whenever used, will result in the provision of credit under a credit-token agreement , which does not include a cheque to be used only in connect…
acknowledgement letter
As Published: 2014
acknowledgement letter
111 (in CASS 7 ) a client bank account acknowledgement letter ( a letter in the form of the template in CASS 7 Annex 2 R), a client transaction account acknowledgement letter (s a letter in the form o…
directed at
As Published: 2007
directed at
40 a financial promotion is directed at persons if it is addressed to persons generally (for example where it is contained in a television broadcast or web site).
UCITS Home State
As Published: 2011
UCITS Home State
43 the Home State of a UCITS scheme or EEA UCITS scheme .
third-country financial conglomerate
As Published: 2004
third-country financial conglomerate
13 a financial conglomerate that is of a type that falls under Article 5(3) of the Financial Groups Directive , which in summary is a financial conglomerate headed by a regulated entity or a mixed fin…