Search Result
waiver
As Published: 2001
waiver
a direction waiving or modifying a rule , given by the appropriate regulator 46 under section 138A of the Act (Modification or waiver of rules) or by the FCA under sections 46 250, 261L 24 or 294 of t…
Principles and Practices of Financial Management
As Published: 2003
Principles and Practices of Financial Management
10 the Principles and Practices of Financial Management, containing with-profits principles and with-profits practices , 52 which a firm carrying on with-profits business must establish, maintain and…
core market participant
As Published: 2006
core market participant
48 an entity of a type listed in BIPRU 5.4.64 R (The financial collateral comprehensive method: Conditions for applying a 0% volatility adjustment).
original financing costing amount
As Published: 2004
original financing costing amount
17 (in relation to a share , debenture or other investment in, or external contribution to the capital of, a firm that is subject to a step-up ) the financing cost amount for the instrument for a peri…
market risk capital requirement
As Published: 2006
market risk capital requirement
40 the part of the capital resources requirement of a BIPRU firm in respect of market risk , calculated in accordance with GENPRU 2.1.52R (Calculation of the market risk capital requirement).
stock financing
As Published: 2006
stock financing
45 a transaction where a physical commodity is sold forward and the cost of funding is locked in until the date of the forward sale.
key investor information document
As Published: 2011
key investor information document
8 a short document containing key investor information for investors on the essential elements of a UCITS scheme , as detailed in COLL 4.7.2 R (Key investor information).
MCD credit intermediary
As Published: 2015
MCD credit intermediary
99 an MCD mortgage credit intermediary or an MCD article 3(1)(b) credit intermediary . [Note: article 4(5) and (21) of the MCD ]…
composite insurer
As Published: 2004
composite insurer
19 (in relation to firm type in SUP 16.10 (Confirmation of standing data )) an insurer with permission to effect or carry out both long-term insurance contracts and general insurance.
cash assimilated instrument
As Published: 2006
cash assimilated instrument
48 (in accordance with Article 4(35) of the Banking Consolidation Directive (Definitions)) a certificate of deposit or other similar instrument issued by a lending firm .
reversion arranger
As Published: 2006
reversion arranger
42 a firm with permission (or which ought to have permission ) for arranging a home reversion plan .
SCV report
As Published: 2009
SCV report
(in COMP ) a report in accordance with COMP 17.3.9 R from the relevant firm's board of directors confirming that the firm's SCV system satisfies the PRA's SCV requirements . 224 86…
Prospectus Directive
As Published: 2005
Prospectus Directive
27 the Directive of the European Parliament and of the Council of 4 November 2003 on the prospectus to be published when securities are offered to the public or admitted to trading (No 2003/71/EC).
work-related insurance
As Published: 2010
work-related insurance
18 work-related insurance, including: (a) life assurance; (b) long term disability insurance (also known as permanent health insurance); and (c) accidental death, injury, critical illness, medical, de…
scientific research based company
As Published: 2005
scientific research based company
(in LR ) a company primarily involved in the laboratory research and development of chemical or biological products or processes or any other similar innovative science based company. 34…