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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF