Search Result

81 - 100 of 4662 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

issuing e-money

As Published: 2011

issuing e-money

PERG

As Published: 2005

PERG

29 the Perimeter Guidance manual.

IMRO

As Published: 2001

IMRO

the Investment Management Regulatory Organisation Limited. 5…

INSPRU

As Published: 2006

INSPRU

52 the Prudential sourcebook for Insurers.

Takeover Panel

As Published: 2001

Takeover Panel

the Panel on Takeovers and Mergers. 3…

AFM

As Published: 2011

AFM

77 authorised fund manager .

commodity future

As Published: 2001

commodity future

a future relating to a commodity . 3…

FC

As Published: 2011

FC

Financial crime: a guide for firms 57…

SSAS

As Published: 2001

SSAS

small self-administered scheme . 5…

DISP

As Published: 2001

DISP

Dispute Resolution: the Complaints sourcebook. 3…

EL

As Published: 2006

EL

34 expected loss .

BCOBS

As Published: 2009

BCOBS

32 the Banking: Conduct of Business sourcebook.

CFD

As Published: 2006

CFD

48 contract for differences .

OECD

As Published: 2001

OECD

Organisation for Economic Co-operation and Development. 4…

SETS

As Published: 2001

SETS

the Stock Exchange Electronic Trading Service. 5…

market abuse (manipulating devices)

As Published: 2005

market abuse (manipulating devices)

77 77 (1) (in accordance with section 118(6) of the Act (Market abuse)) the behaviour described in section 118(6) of the Act , which is effecting transactions or orders to trade which employ fictitiou…

money service business

As Published: 2002

money service business

carrying on by way of business the activity of: (a) operating a bureau de change; or (b) transmitting money, or any representation of monetary value, by any means; or (c) cashing cheques which are mad…

passported activity

As Published: 2001

passported activity

an activity carried on by an EEA firm , or by a UK firm , under an EEA right . 5…

announceable information

As Published: 2001

announceable information

4 information which is usually the subject of a public announcement, although not subject to any formal disclosure requirement.

recognised clearing house

As Published: 2001

recognised clearing house

a clearing house which is declared by a recognition order for the time being in force to be a recognised clearing house. 5…