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operational risk capital requirement
As Published: 2006
operational risk capital requirement
29 the part of the capital resources requirement of a BIPRU firm falling within BIPRU 6.1.1R in respect of operational risk , calculated in accordance with BIPRU 6.2.
Third Non-Life Directive
As Published: 2001
Third Non-Life Directive
the Council Directive of 18 June 1992 on the coordination of laws, etc, and amending Directives 73/239/EEC and 88/357/EEC (No 92/49/EEC). 3…
reinsurance to close
As Published: 2001
reinsurance to close
(a) an agreement under which members of a syndicate in one syndicate year ("the reinsured members") agree with the members of that syndicate in a later syndicate year or the members of another syndica…
unrated position
As Published: 2006
unrated position
19 (for the purposes of BIPRU 9 (Securitisation), in accordance with Part 1 of Annex IX of the Banking Consolidation Directive (Securitisation definitions) and in relation to a securitisation position…
Money Laundering Directive
As Published: 2001
Money Laundering Directive
the Council Directive of 10 June 1991 on the prevention of the use of the financial system for the purpose of money laundering (91/308/EEC) as amended by the Council Directive of 4 December 2001 (2001…
Distance Marketing Directive
As Published: 2003
Distance Marketing Directive
12 14 17 The Directive of the Council and Parliament of 23 September 2002 on distance marketing of consumer financial services (No 2002/65/EC).
Payment Services Directive
As Published: 2009
Payment Services Directive
71 226 Directive 2007/64/EC of the European Parliament and of the Council of 13th November 2007 on payment services in the internal market.
participant
As Published: 2001
participant
(in accordance with section 235(2) of the Act ( Collective investment schemes)) a person who participates in a collective investment scheme . 5…
official list
As Published: 2001
official list
(1) (in LR 32 ) the list maintained by the FSA in accordance with section 74(1) of the Act for the purposes of Part VI of the Act . 20 (2) (except in LR 32 ): 20 (a) the list maintained by the FSA in…
CTF provider
As Published: 2004
CTF provider
24 (in accordance with section 3(1) of the Child Trust Funds Act 2004) a person approved by HM Revenue and Customs 30 in accordance with the CTF Regulations .
FINMAR Sch 1 Record keeping requirements
As Published: 2010
FINMAR Sch 1 Record keeping requirements
…
ABCP programme
As Published: 2006
ABCP programme
37 (for the purposes of BIPRU 9 (Securitisation)) an asset backed commercial paper programme .
reporting level
As Published: 2009
reporting level
82 (in SUP 16 (Reporting requirements) and in relation to a data item ) refers to whether that data item is prepared on a solo basis or on the basis of a group such as a UK DLG by modification and, if…
mineral resources
As Published: 2005
mineral resources
(in LR ) include metallic and non-metallic ores, mineral concentrates, industrial minerals, construction aggregates, mineral oils, natural gases, hydrocarbons and solid fuels including coal. 28…
prescribed pricing basis
As Published: 2001
prescribed pricing basis
5 (in relation to a derivative contract, or quasi-derivative contract ), the pricing basis set out in IPRU(INS) 4.12R(8) (Derivative contracts) as that rule was in force on 30 December 2004 25 .
large company
As Published: 2001
large company
a body corporate which does not qualify as a small company under section 247 of the Companies Act 1985 2 , or section 382 of the Companies Act 2006 as applicable. 33…
defined benefit scheme
As Published: 2007
defined benefit scheme
41 in relation to a director , means a pension scheme which is not a money purchase scheme .
Consolidated Life Directive
As Published: 2003
Consolidated Life Directive
the Council Directive of 5 November 2002 on the taking-up and pursuit of the business of life assurance (No 2002/83/EC), which consolidates the provisions of the First , Second and Third Life Directiv…
interim income allocation date
As Published: 2001
interim income allocation date
any date specified in the prospectus of an authorised fund as the date on or before which an allocation of income will be made. 5…