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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

property-linked assets

As Published: 2007

property-linked assets

59 in relation to an insurer , long-term insurance assets that are, for the time being, identified in the records of the insurer as being assets by reference to the value of which property-linked bene…

specific risk backtesting exception

As Published: 2006

specific risk backtesting exception

45 (in BIPRU 7.10 (Use of a value at risk model) and in relation to a firm ) an exception arising out of backtesting a VaR model with respect to specific risk as more fully defined in that firm's VaR…

CAD 1 model

As Published: 2006

CAD 1 model

48 a risk management model of the type described in BIPRU 7.9 (Use of a CAD 1 model).

mandate rules

As Published: 2001

mandate rules

CASS 8 . 44…

payment instrument

As Published: 2009

payment instrument

76 (in BCOBS ) any personalised device or personalised set of procedures agreed between the banking customer and the firm used by the banking customer to initiate an instruction or request by the bank…

home purchase intermediary

As Published: 2006

home purchase intermediary

8 a firm with permission (or which ought to have permission ) to carry on a home purchase mediation activity .

foreign currency PRR

As Published: 2006

foreign currency PRR

23 the part of the market risk capital requirement calculated in accordance with BIPRU 7.5 (Foreign currency PRR) or, in relation to a particular position, the portion of the overall foreign currency…

treasury shares

As Published: 2005

treasury shares

shares which meet the conditions set out in paragraphs (a) and (b) of subsection 724(5) of the Companies Act 2006. 38…

defined benefit liability

As Published: 2005

defined benefit liability

the shortfall of the value of the assets in a defined benefit occupational pension scheme below the present value of the scheme liabilities, to the extent that a firm , as employer, in accordance with…

small e-money issuer

As Published: 2002

small e-money issuer

(as defined by article 9C(10 of the Regulated Activities Order ( Persons certified as small issuers etc)) a person to whom a certificate has been given by the FSA under that article (and whose certifi…

COAF

As Published: 2001

COAF

the part of the Handbook in Redress which has the title Complaints against the FSA. 3…

qualifying equity index

As Published: 2006

qualifying equity index

10 an equity index falling into in BIPRU 7.3.38 R (Definition of a qualifying equity index).

Treaty

As Published: 2001

Treaty

the Treaty on the Functioning of the European Union. 40 3…

qualified investor

As Published: 2005

qualified investor

(in PR ) (as defined in section 86(7) of the Act ): (a) any entity within the meaning of Article 2(1)(e)(i), (ii) or (iii) of the prospectus directive ; or (b) an investor registered on the register m…

SUP 16 Annex 17 [deleted]

As Published: 2002

SUP 16 Annex 17 [deleted]

certificate representing debt securities

As Published: 2005

certificate representing debt securities

(in LR ) a certificate representing certain securities where the certificate or other instrument confers rights in respect of debentures , alternative debentures , 112 or government and public securit…

ILAA

As Published: 2009

ILAA

86 Individual Liquidity Adequacy Assessment .

Second Non-Life Directive

As Published: 2001

Second Non-Life Directive

the Council Directive of 22 June 1988 on the coordination of laws, etc and laying down provisions to facilitate the effective exercise of freedom to provide services and amending Directive 73/239/EEC…

person

As Published: 2001

person

(in accordance with the Interpretation Act 1978) any person, including a body of persons corporate or unincorporate (that is, a natural person, a legal person and, for example, a partnership ). 5…

net underwriting position

As Published: 2006

net underwriting position

19 the net underwriting position calculated under BIPRU 7.8.17R (Calculating the net underwriting position).