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payment instrument
As Published: 2009
payment instrument
76 (in BCOBS ) any personalised device or personalised set of procedures agreed between the banking customer and the firm used by the banking customer to initiate an instruction or request by the bank…
home purchase intermediary
As Published: 2006
home purchase intermediary
8 a firm with permission (or which ought to have permission ) to carry on a home purchase mediation activity .
foreign currency PRR
As Published: 2006
foreign currency PRR
23 the part of the market risk capital requirement calculated in accordance with BIPRU 7.5 (Foreign currency PRR) or, in relation to a particular position, the portion of the overall foreign currency…
treasury shares
As Published: 2005
treasury shares
shares which meet the conditions set out in paragraphs (a) and (b) of subsection 724(5) of the Companies Act 2006. 38…
defined benefit liability
As Published: 2005
defined benefit liability
the shortfall of the value of the assets in a defined benefit occupational pension scheme below the present value of the scheme liabilities, to the extent that a firm , as employer, in accordance with…
small e-money issuer
As Published: 2002
small e-money issuer
(as defined by article 9C(10 of the Regulated Activities Order ( Persons certified as small issuers etc)) a person to whom a certificate has been given by the FSA under that article (and whose certifi…
COAF
As Published: 2001
COAF
the part of the Handbook in Redress which has the title Complaints against the FSA. 3…
qualifying equity index
As Published: 2006
qualifying equity index
10 an equity index falling into in BIPRU 7.3.38 R (Definition of a qualifying equity index).
qualified investor
As Published: 2005
qualified investor
(in PR ) (as defined in section 86(7) of the Act ): (a) any entity within the meaning of Article 2(1)(e)(i), (ii) or (iii) of the prospectus directive ; or (b) an investor registered on the register m…
certificate representing debt securities
As Published: 2005
certificate representing debt securities
(in LR ) a certificate representing certain securities where the certificate or other instrument confers rights in respect of debentures , alternative debentures , 112 or government and public securit…
Second Non-Life Directive
As Published: 2001
Second Non-Life Directive
the Council Directive of 22 June 1988 on the coordination of laws, etc and laying down provisions to facilitate the effective exercise of freedom to provide services and amending Directive 73/239/EEC…
person
As Published: 2001
person
(in accordance with the Interpretation Act 1978) any person, including a body of persons corporate or unincorporate (that is, a natural person, a legal person and, for example, a partnership ). 5…
net underwriting position
As Published: 2006
net underwriting position
19 the net underwriting position calculated under BIPRU 7.8.17R (Calculating the net underwriting position).
deferred share
As Published: 2010
deferred share
62 in relation to a building society , a deferred share as defined in the Building Societies (Deferred Shares) Order 1991.
Investor Compensation Directive
As Published: 2001
Investor Compensation Directive
the Council Directive of 3 March 1997 on investor compensation schemes (No 97/9/EC). 5…
takeover bid
As Published: 2001
takeover bid
an offer, as the term is used in the Takeover Code , or any other similar conduct governed by that code. 3…