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Holloway sickness policy
As Published: 2001
Holloway sickness policy
a policy offered or effected by a friendly society under the Holloway system. 1…
Personal Insurance Arbitration Service
As Published: 2001
Personal Insurance Arbitration Service
the former scheme set up on a voluntary basis and run by the Chartered Institute of Arbitrators to handle complaints against those insurance companies which subscribed to it. 2…
Lloyd's Return
As Published: 2001
Lloyd's Return
the financial report that the Society is required to submit to the FSA under IPRU(INS) 9.48(1) 22 .
ongoing basis
As Published: 2010
ongoing basis
45 in BIPRU 9.15 , maintaining on an ongoing basis means that the retained positions, interest or exposures are not hedged or sold. [Note: BCD , Article 122a, paragraph 1]…
MTF transaction
As Published: 2007
MTF transaction
44 a transaction concluded by a firm under the rules governing an MTF with another member or participant of that MTF .
qualifying investment
As Published: 2001
qualifying investment
1 an investment which has been prescribed by the Treasury in the Prescribed Markets and Qualifying Investments Order…
tier two capital resources
As Published: 2004
tier two capital resources
14 the sum calculated at stage I (Total tier two capital) 26 of the calculation in the capital resources table 26 .
equivalent business of a third country investment firm
As Published: 2006
equivalent business of a third country investment firm
33 the business of a third country investment firm carried on from an establishment in the United Kingdom that would be MiFID business if that firm were a MiFID investment firm .
cash component
As Published: 2001
cash component
a qualifying investment prescribed in paragraph 8 of the ISA Regulations (Qualifying investments for a cash component). 3…
Disciplinary Tribunal
As Published: 2001
Disciplinary Tribunal
a Tribunal appointed under Schedule 2 to Lloyd's Disciplinary Committees Byelaw (No 31 of 1996). 3…
one-sided credit valuation adjustment
As Published: 2006
one-sided credit valuation adjustment
29 (in accordance with Part 1 of Annex III of the Banking Consolidation Directive (Definitions)) a credit valuation adjustment that reflects the market value of the credit risk of the counterparty to…
adequate public disclosure
As Published: 2005
adequate public disclosure
22 (as defined in Article 2 of the Buy-back and Stabilisation Regulation ) disclosure made in accordance with the procedure laid down in Articles 102(1) and 103 of the Consolidated Admissions and Repo…
MIPRU Sch 3 Fees and other required payments
As Published: 2006
MIPRU Sch 3 Fees and other required payments
…
receivable
As Published: 2001
receivable
(in relation to a member , a period and a premium ) a premium due to the member in respect of contracts of insurance effected during the period, whether or not the premium is received during that peri…
terminating event
As Published: 2001
terminating event
(as defined in article 2(1) of the compensation transitionals order ) in relation to applications made under an investment business compensation scheme , the withdrawal, discontinuance or rejection of…
cross border services
As Published: 2001
cross border services
(1) (in relation to a UK firm ) services provided within an EEA State other than the United Kingdom under the freedom to provide services. (2) (in relation to an incoming EEA firm or an incoming Treat…
UK parent financial holding company in a Member State
As Published: 2006
UK parent financial holding company in a Member State
19 a parent financial holding company in a Member State where the EEA State in question is the United Kingdom .
business offer document
As Published: 2003
business offer document
9 an offer document for a regulated mortgage contract that is for a business purpose.