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regulated covered bond
As Published: 2008
regulated covered bond
70 (in RCB ) (as defined in Regulation 1(2) of the RCB Regulations ) a covered bond or programme of covered bonds , as the case may be, which is admitted to the register of regulated covered bonds mai…
Part 6 rules
As Published: 2005
Part 6 rules
26 (as defined in section 73A of the Act ) rules made for the purposes of Part VI of the Act .
consolidation UK integrated group
As Published: 2006
consolidation UK integrated group
48 (with respect to a UK consolidation group or non-EEA sub-group ) all undertakings falling into BIPRU 8.9.9 R (UK integrated groups: Definition of consolidation UK integrated group) with respect to…
goods in transit
As Published: 2001
goods in transit
(in relation to a class of contract of insurance ) the class of contract of insurance , specified in paragraph 7 of Part I of Schedule 1 to the Regulated Activities Order (Contracts of general insuran…
lower tier three capital
As Published: 2006
lower tier three capital
22 an item of capital that is specified in stage P of the capital resources table (Lower tier three).
sale
As Published: 2001
sale
(in COLL ) (in relation to units in an authorised fund ) the sale of units by the authorised fund manager as principal . 5…
investment
As Published: 2001
investment
(in accordance with sections 22(4) (The classes of activity and categories of investments) and 397(13) (Miscellaneous offences) of the Act ) any investment, including any asset, right or interest. 5…
collective investment undertaking other than the closed-end type
As Published: 2005
collective investment undertaking other than the closed-end type
(in PR ) (as defined in Article 2.1(o) of the prospectus directive ) unit trusts and investment companies: (a) the object of which is the collective investment of capital provided by the public, and w…
EEA regulator
As Published: 2001
EEA regulator
a competent authority for the purposes of any of the Single Market Directives . 4…
services and costs disclosure document
As Published: 2008
services and costs disclosure document
68 information about the scope of advice or scope of basic advice and the nature and costs of the services offered by a firm as described in COBS 6.3.7 G , which contains the Key facts logo, headings…
accepting deposits
As Published: 2001
accepting deposits
4 the regulated activity , specified in article 5 of the Regulated Activities Order (Accepting deposits), which is in summary: accepting deposits if: (a) money received by way of deposit is lent to ot…
market value
As Published: 2001
market value
3 the market value as determined in accordance with 22 generally accepted accounting practice.
MLAR
As Published: 2004
MLAR
15 (in SUP ) a Mortgage Lending and Administration Return containing data specified in SUP 16 Annex 19A and relevant to the firm's type and regulated activities .
insolvency order
As Published: 2001
insolvency order
5 an administration order, compulsory winding up order, bankruptcy order, or sequestration order. 42…
limited liability partnership
As Published: 2001
limited liability partnership
(a) a body corporate incorporated under the Limited Liability Partnerships Act 2000; (b) a body corporate incorporated under legislation having the equivalent effect to the Limited Liability Partnersh…
non-executive director function
As Published: 2001
non-executive director function
controlled function CF2 in the table of controlled functions , described more fully in SUP 10.6.8 R 2 .