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official list
As Published: 2001
official list
(1) (in LR 32 ) the list maintained by the FSA in accordance with section 74(1) of the Act for the purposes of Part VI of the Act . 20 (2) (except in LR 32 ): 20 (a) the list maintained by the FSA in…
CTF provider
As Published: 2004
CTF provider
24 (in accordance with section 3(1) of the Child Trust Funds Act 2004) a person approved by HM Revenue and Customs 30 in accordance with the CTF Regulations .
FINMAR Sch 1 Record keeping requirements
As Published: 2010
FINMAR Sch 1 Record keeping requirements
…
ABCP programme
As Published: 2006
ABCP programme
37 (for the purposes of BIPRU 9 (Securitisation)) an asset backed commercial paper programme .
reporting level
As Published: 2009
reporting level
82 (in SUP 16 (Reporting requirements) and in relation to a data item ) refers to whether that data item is prepared on a solo basis or on the basis of a group such as a UK DLG by modification and, if…
mineral resources
As Published: 2005
mineral resources
(in LR ) include metallic and non-metallic ores, mineral concentrates, industrial minerals, construction aggregates, mineral oils, natural gases, hydrocarbons and solid fuels including coal. 28…
prescribed pricing basis
As Published: 2001
prescribed pricing basis
5 (in relation to a derivative contract, or quasi-derivative contract ), the pricing basis set out in IPRU(INS) 4.12R(8) (Derivative contracts) as that rule was in force on 30 December 2004 25 .
e-money float
As Published: 2002
e-money float
(in ELM ) (in relation to an ELMI ) qualifying liquid assets owned by an ELMI except those that, taking into account ELM 3.3.13 R (Establishment of the e-money float), the ELMI does not need in order…
large company
As Published: 2001
large company
a body corporate which does not qualify as a small company under section 247 of the Companies Act 1985 2 , or section 382 of the Companies Act 2006 as applicable. 33…
defined benefit scheme
As Published: 2007
defined benefit scheme
41 in relation to a director , means a pension scheme which is not a money purchase scheme .
Consolidated Life Directive
As Published: 2003
Consolidated Life Directive
the Council Directive of 5 November 2002 on the taking-up and pursuit of the business of life assurance (No 2002/83/EC), which consolidates the provisions of the First , Second and Third Life Directiv…
interim income allocation date
As Published: 2001
interim income allocation date
any date specified in the prospectus of an authorised fund as the date on or before which an allocation of income will be made. 5…
CESR recommendations
As Published: 2005
CESR recommendations
the recommendations for the consistent implementation of the European Commission's Regulation on Prospectuses No 809/2004 published by the Committee of European Securities Regulators. 31…
EEA commodities market
As Published: 2003
EEA commodities market
a market that facilitates trading in derivatives relating to commodities (other than a market operated by an RIE ) and which is operated by an entity that has its head office situated in the EEA and t…
Financial Services Compensation Scheme Limited
As Published: 2001
Financial Services Compensation Scheme Limited
the body corporate established by the FSA under section 212 of the Act (The scheme manager) to administer the compensation scheme . 2…
Ombudsman Transitional Order
As Published: 2004
Ombudsman Transitional Order
the Financial Services and Markets Act 2000 (Transitional Provisions) (Ombudsman Scheme and Complaints Scheme) Order 2001 (SI 2001/2326).
net earned premiums
As Published: 2004
net earned premiums
13 gross earned premiums , less reinsurance premiums earned.