Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 11.1 Related party transactions

COLL 4.3 Approvals and notifications

COLL 8.3 Investor relations

COLL 8.1 Introduction

LR 12.5 Purchase of own securities other than equity shares

LR 9.2 Requirements with continuing application

LR 9.3 Continuing obligations: holders

LR 8.4 Role of a sponsor: transactions

LR 8.6 Criteria for approval as a sponsor

COLL 6.1 Introduction and Application

TC App 4.1 Appropriate Qualification tables

COLL 5.1 Introduction

COLL 3.3 Units

SUP 16.6 Compliance reports

COLL 6.9 Independence, names and UCITS business restrictions

COLL 6.8 Income: accounting, allocation and distribution

COLL 8.5 Powers and responsibilities

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading