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projection
As Published: 2001
projection
5 a projection of the amount of any future benefit payable under a contract or policy , being a benefit the amount of which is not ascertainable under the terms of the contract or policy when the calc…
linked life stakeholder product
As Published: 2004
linked life stakeholder product
12 the stakeholder product specified by regulations 6 and 7 (rights under certain linked long-term contracts) of the Stakeholder Regulations ;…
corporate
As Published: 2006
corporate
48 (in relation to the IRB approach or the standardised approach to credit risk) a person an exposure to whom is a corporate exposure .
UK financial parent undertaking
As Published: 2002
UK financial parent undertaking
(in ELM ) (in relation to an ELMI ) the same thing as EEA financial parent undertaking except that references to another EEA State are replaced with ones to the United Kingdom . 3…
non-proportional reinsurance treaty
As Published: 2004
non-proportional reinsurance treaty
13 see proportional reinsurance treaty .
regulated lifetime mortgage contract
As Published: 2003
regulated lifetime mortgage contract
14 a regulated mortgage contract which is a lifetime mortgage .
introducer
As Published: 2001
introducer
an individual appointed by a firm , 68 an appointed representative or, where applicable, a tied agent 68 , to carry out in the course of designated investment business either or both of the following…
standardised credit risk exposure class
As Published: 2006
standardised credit risk exposure class
45 (in relation to the standardised approach to credit risk) one of the classes of exposure set out in BIPRU 3.2.9R (Exposure classes).
convertible securities
As Published: 2005
convertible securities
(in LR ) a security which is: (a) convertible into, or exchangeable for, other securities ; or (b) accompanied by a warrant or option to subscribe for or purchase other securities . 31…
prime brokerage firm
As Published: 2010
prime brokerage firm
84 a firm that provides prime brokerage services to a client and which may do so acting as principal .
CIS administrator
As Published: 2004
CIS administrator
19 (in relation to firm type in SUP 16.10 (Confirmation of standing data )) a person responsible for the administrative functions of a collective investment scheme .
reversion administrator
As Published: 2006
reversion administrator
42 a firm with permission (or which ought to have permission ) for administering a home reversion plan .
relevant articles
As Published: 2007
relevant articles
52 (in REC ): (1) Article 6.1 to 6.4 of the Market Abuse Directive ; (2) Articles 3, 5, 7, 8, 10, 14 and 16 of the Prospectus Directive ; (3) Articles 4 to 6, 14, 16 to 19 and 30 of the Transparency D…
BIPRU 3 Annex 2 Regional governments and local authorities eligible for the treatment in BIPRU 3.4.15R
As Published: 2007
BIPRU 3 Annex 2 Regional governments and local authorities eligible for the treatment in BIPRU 3.4.15R
…
reduced net underwriting position
As Published: 2006
reduced net underwriting position
46 the net underwriting position as adjusted under BIPRU 7.8.27 R (Calculating the reduced net underwriting position).
OECD state guaranteed issuer
As Published: 2005
OECD state guaranteed issuer
19 an issuer of debt securities whose obligations in relation to those securities have been guaranteed by a member state of the OECD .
listed activity
As Published: 2001
listed activity
an activity listed in Annex 1 to the Banking Consolidation Directive . 2…
risk factors
As Published: 2005
risk factors
(in PR ) (as defined in the PD Regulation ) a list of risks which are specific to the situation of the issuer and/or the securities and which are material for taking investment decisions. 31…
intra-group liquidity modification
As Published: 2009
intra-group liquidity modification
86 a modification to the overall liquidity adequacy rule of the kind described in BIPRU 12.8.7G.
default
As Published: 2006
default
37 (in relation to the IRB approach ) has the meaning in BIPRU 4.3 (The IRB approach: Provisions common to different exposure classes).