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funds at Lloyd's
As Published: 2001
funds at Lloyd's
assets (not being syndicate assets ) provided by or on behalf of a member to meet the liabilities arising from the member 's insurance business at Lloyd's which are held in a Lloyd's trust fund and ma…
Insurance market direction
As Published: 2001
Insurance market direction
a direction made by the FSA under section 316(1) of the Act (Direction by Authority). 5…
COAF Sch 3 Fees and other required payments
As Published: 2004
COAF Sch 3 Fees and other required payments
…
document
As Published: 2001
document
any piece of recorded information, including (in accordance with section 417(1) of the Act (Interpretation)) information recorded in any form; in relation to information recorded otherwise than in leg…
long-term insurer
As Published: 2001
long-term insurer
an insurer with permission to effect or carry out long-term insurance contracts. 2…
summary
As Published: 2005
summary
(in relation to a prospectus ) the summary included in the prospectus . 34…
income share
As Published: 2001
income share
a share in respect of which income is allocated periodically to shareholders under CIS 9.2.3 R (Annual allocation of income) or CIS 9.2.6 R (Interim allocations of income). 5…
power of intervention
As Published: 2001
power of intervention
5 the power conferred on the FSA under section 196 of the Act (The Power of Intervention) to impose a requirement on an incoming firm .
key individual
As Published: 2001
key individual
(in relation to a UK recognised body ): (a) its chairman or president; (b) its chief executive ; (c) a member of its governing body ; (d) a person who, alone or jointly with one or more others, is res…
index-linked assets
As Published: 2007
index-linked assets
67 in relation to permitted links , the assets held by an insurer for the purposes of matching index-linked liabilities .
motor vehicle liability
As Published: 2001
motor vehicle liability
(in relation to a class of contract of insurance ) the class of contract of insurance , specified in paragraph 10 of Part I of Schedule 1 to the Regulated Activities Order (Contracts of general insura…
General Protocol
As Published: 2009
General Protocol
36 the "General Protocol relating to the collaboration of the insurance supervisory authorities of the Member States of the European Union" issued by the Committee of European Insurance and Occupation…
APER
As Published: 2001
APER
4 the part of the Handbook in High Level Standards which has the title Statements of Principle and Code of Practice for Approved Persons.
appropriate charges information
As Published: 2007
appropriate charges information
49 (in COBS ) information about charges which is calculated and presented in accordance with the charges rules in COBS 13.4.1 R and COBS 13 Annex 3 .
eligible partnership capital
As Published: 2006
eligible partnership capital
34 (in relation to a BIPRU firm ) has the meaning in GENPRU 2.2.93 R .
eligible complainant
As Published: 2001
eligible complainant
a person eligible to have a complaint 49 168 considered under the Financial Ombudsman Service , as defined in DISP 2.7 (Is the complainant eligible?). 49 168…
clearing firm
As Published: 2001
clearing firm
a firm which assumes primary responsibility (including legal liability) for the execution and settlement of transactions for clients . 3…