Search Result

4261 - 4280 of 4316 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ELM 8.4 The conditions for giving a small e-money issuer certificate

As Published: 2002

ELM 8.4 The conditions for giving a small e-money issuer certificate

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

CRED 4.3 Systems and Controls

As Published: 2004

CRED 4.3 Systems and Controls

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

SUP 16.7 Financial reports

As Published: 2001

SUP 16.7 Financial reports

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

INSPRU 6.1 Application

As Published: 2006

INSPRU 6.1 Application

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR