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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COBS 19.3 Product disclosure to members of occupational pension schemes

As Published: 2007

COBS 19.3 Product disclosure to members of occupational pension schemes

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

COBS 4.5 Communicating with retail clients

As Published: 2007

COBS 4.5 Communicating with retail clients

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

ICOB 1.1 Application and purpose

As Published: 2007

ICOB 1.1 Application and purpose

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.3 Rules for firms engaged in linked long-term insurance business

COBS 16.3 Periodic reporting

As Published: 2007

COBS 16.3 Periodic reporting

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations