Check your settings below and select the cookies you’re happy with.
Strictly Necessary Cookies
These cookies are necessary for the website to function and cannot be switched off in our systems. They are usually only set in response to actions made by you which amount to a request for services, such as setting your privacy preferences, logging in or filling in forms. You can set your browser to block or alert you about these cookies, but some parts of the site will not then work. These cookies do not store any information which allows us to identify you unless you are logged into your account.
Performance Cookies
These cookies allow us to count visits and traffic sources so we can measure and improve the performance of our site. They help us to know which pages are the most and least popular and see how visitors move around the site. All information these cookies collect is aggregated and therefore anonymous. If you do not allow these cookies we will not know when you have visited our site and will not be able to monitor its performance.
Functional Cookies
These cookies enable the website to provide enhanced functionality and personalisation. They may be set by us or by third party providers whose services we have added to our pages. If you do not allow these cookies then some or all of these services may not function properly.
Targeting Cookies
These cookies may be set through our site by our advertising partners. They may be used by those companies to build a profile of your interests and show you relevant adverts on other sites. They do not store directly information which allows us to identify you personally but are based on uniquely identifying your browser and internet device. If you do not allow these cookies, you will experience less targeted advertising.
Find out more about www.allaboutcookies.org or view our cookie policy.
To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
As Published: 2001
SFA
the Securities and Futures Authority Limited. 5…
As Published: 2002
ELM
the Electronic Money sourcebook. 5…
FSA
2 the Financial Services Authority.
As Published: 2005
FEES
18 the FEES manual.
RDC
Regulatory Decisions Committee . 5…
As Published: 2006
SFT
45 securities financing transaction .
registrar
the person who maintains a register . 5…
AUT
4 an authorised unit trust scheme .
COMP
the Compensation sourcebook. 3…
COB
the Conduct of Business sourcebook 3 .
IOSCO
the International Organisation of Securities Commissions. 5…
As Published: 2007
linked assets
index-linked assets or property-linked assets .
EIS
Enterprise Investment Scheme . 4…
As Published: 2004
GICR
12 general insurance capital requirement .
APR rules
32 MCOB 10 .
PROF
5 the Professional Firms sourcebook.
COLLG
the Collective Investment Scheme Information Guide. 20…
IMD
22 Insurance Mediation Directive.
As Published: 2003
CASS
17 the Client Assets sourcebook. 16…
requisite details
…
