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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
As Published: 2001
SFA
the Securities and Futures Authority Limited. 5…
As Published: 2002
ELM
the Electronic Money sourcebook. 5…
FSA
2 the Financial Services Authority.
As Published: 2005
FEES
18 the FEES manual.
RDC
Regulatory Decisions Committee . 5…
As Published: 2006
SFT
45 securities financing transaction .
registrar
the person who maintains a register . 5…
AUT
4 an authorised unit trust scheme .
COMP
the Compensation sourcebook. 3…
COB
the Conduct of Business sourcebook 3 .
IOSCO
the International Organisation of Securities Commissions. 5…
As Published: 2007
linked assets
index-linked assets or property-linked assets .
EIS
Enterprise Investment Scheme . 4…
As Published: 2004
GICR
12 general insurance capital requirement .
APR rules
32 MCOB 10 .
PROF
5 the Professional Firms sourcebook.
COLLG
the Collective Investment Scheme Information Guide. 20…
IMD
22 Insurance Mediation Directive.
As Published: 2003
CASS
17 the Client Assets sourcebook. 16…
requisite details
…