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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

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COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COB 10.5 Modification of the best execution rule

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

COB 3.8 Form and content of financial promotions

COB 10.1 Application

PERG 8.14 Other financial promotions

COB 11.1 Application

FEES 4.4 Information on which Fees are calculated

SYSC 1.4 Application of SYSC 11 to SYSC 18

SUP 12.6 Continuing obligations of firms with appointed representatives

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 2.5 Investments and activities: general

CASS 5.5 Segregation and the operation of client money accounts

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order