regulatory provisions
- (a) (in accordance with section 302 of the Act (Interpretation)) (in relation to an investment exchange or clearing house) the rules of or any guidance issued by the investment exchange or clearing house;
- (b) (in relation to an investment exchange):
- (i) any arrangements which it has made, or proposes to make, for the provision of clearing services in respect of transactions effected on the exchange; and
- (c) (in relation to a clearing house):
- (i) if it makes, or proposes to make, clearing arrangements with an RIE, those arrangements; and
- (d) (in REC 3.26) (in accordance with section 300E of the Act) regulatory provision means any rule, guidance, arrangements, policy or practice.63