G974 - Rule-making and Amending Instruments
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FCA 2024/42: Pensions Dashboard Service Instrument 2024
Chapter: Glossary, FEES, SUP, DISP, PRIN, SYSC, PDCOB, PERG
Effective Date: 7th November 2024
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FCA 2022/30: Dormant Assets Instrument 2022
Chapter: Glossary, SUP, FEES, DISP, BCOBS, SYSC, PERG
Effective Date: 18th July 2022
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FOS 2021/4: Funeral Plans Instrument 2021
Chapter: Glossary, SUP, COMP, DISP, SYSC, PRIN, PERG, FPCOB, PROD
Effective Date: 5th July 2021
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FCA 2021/26: Funeral Plans Instrument 2021
Chapter: Glossary, COND, TC, FEES, SUP, COMP, DISP, GEN, SYSC, PRIN, COBS, PERG, FPCOB, PROD
Effective Date: 5th July 2021
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FCA 2021/15: UK Emission Trading Scheme Instrument 2021
Chapter: Glossary, MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC
Effective Date: 30th April 2021
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FCA 2019/19: Exiting the European Union: Glossary (Amendments) Instrument 2019
Chapter: Glossary
Effective Date: 29th March 2019
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FOS 2018/6: Claims Management Instrument 2018
Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG
Effective Date: 17th December 2018
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FCA 2018/56: Claims Management Instrument 2018
Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG
Effective Date: 17th December 2018
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FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018
Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG
Effective Date: 29th June 2018
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FOS 2017/6: Dispute Resolution: MiFID 2 Complaints (Voluntary Jurisdiction) (Financial Ombudsman Service) Insturment 2017
Chapter: Glossary, DISP
Effective Date: 12th December 2017
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FOS 2017/8: Risk Transformation Regulations 2017 (Consequential Amendments) Instrument 2017
Chapter: Glossary, SUP, FEES, DISP, SYSC, PRIN, COBS, DEPP
Effective Date: 12th December 2017
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FCA 2017/81: Risk Transformation Regulations 2017 (Consequential Amendments) Instrument 2017
Chapter: Glossary, SUP, FEES, DISP, SYSC, PRIN, COBS, DEPP
Effective Date: 12th December 2017
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FCA 2016/25: Peer-to-Peer Lending Instrument 2016
Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL
Effective Date: 21st March 2016
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FOS 2016/6: Peer-to-Peer Lending Instrument 2016
Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC
Effective Date: 21st March 2016
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FCA 2015/28: Pension Transfers and Conversions Instrument 2015
Chapter: Glossary, COBS, SUP, DISP, PERG
Effective Date: 8th June 2015
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FOS 2015/4: Pension Transfers and Conversions Instrument 2015
Chapter: Glossary, COBS, SUP, DISP, PERG
Effective Date: 3rd June 2015
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FCA 2015/18: Mortgage Credit Directive Instrument 2015
Chapter: Glossary, TC, MIPRU, MCOB, SUP, COMP, PROF, PERG, RPPD
Effective Date: 25th March 2015
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FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014
Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG
Effective Date: 27th February 2014
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FCA 2013/68: Consumer Credit (High-level Standards and Interim Regime) Instrument 2013
Chapter: Glossary, PRIN, SYSC, GEN, CONC
Effective Date: 26th September 2013
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FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013
Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG
Effective Date: 27th June 2013
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FCA 2013/41: Handbook Administration (No 29) Instrument 2013
Chapter: Glossary, COBS, ICOBS, MCOB, BCOBS, CASS, SUP, CONRED, LR, PERG
Effective Date: 25th April 2013
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FCA 2013/6 PRA2013/1: Legal Cutover (FCA and PRA Handbooks (Glossary)) Instrument 2013
Chapter: Glossary
Effective Date: 28th February 2013
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FSA 2012/35: Emissions Allowance Auction Bidders Instrument 2012
Chapter: Glossary, PRIN, SYSC, APER, TC, FEES, IPRU-INV, COBS, CASS, MAR, SUP, DISP, REC, LR, PERG, EG
Effective Date: 26th July 2012
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FSA 2009/38: Dormant Bank And Building Society Accounts Instrument 2009
Chapter: Glossary, PRIN, SYSC, FEES, SUP, DISP, COMP, PERG
Effective Date: 23rd July 2009
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FSA 2009/36: Interim Permitted Regulated Sale And Rent Back Activities Instrument 2009
Chapter: Glossary, SYSC, FEES, MCOB, TC, SUP, DISP
Effective Date: 1st July 2009
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FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007
Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG
Effective Date: 25th October 2007
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FSA 2006/37: Home Reversion and Home Purchase Activities (Consequential Amendments to The Handbook) Instrument 2006
Chapter: Glossary, PRIN, GEN, FEES, SYSC, MIPRU, COB, ICOB, TC, SUP, COMP, ECO
Effective Date: 25th October 2006
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FSA 2006/28: Personal Pension Schemes Instrument 2006
Chapter: Glossary, FEES, IPRU-INV, COB, ICOB, MCOB, AUTH, SUP, DISP, COMP
Effective Date: 28th September 2006
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FSA 2004/90: Basic Advice on Stakeholder Products Instrument 2004
Chapter: PRIN, COB, TC, AUTH, SUP, Glossary
Effective Date: 18th November 2004
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FSA 2004/1: Insurance Mediation and Mortgage Mediation, Lending and Administration (Prudential Provisions) Instrument 2004
Chapter: PRIN, SYSC, COND, PRU, CASS, AUTH, SUP, ENF, COMP, Glossary
Effective Date: 15th January 2004
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FSA 2003/72: Mortgages: Conduct of Business Sourcebook (Consequential Amendments to the Handbook) Instrument 2003
Chapter: GEN, COB, TC, ML, AUTH, DISP, COMP, ECO, ELM, PROF, EMPS, FREN, OMPS, SERV, Reader's guide, Reader's Short Guide, Glossary
Effective Date: 15th October 2003
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FSA 2002/30: Electronic Money Sourcebook (Consequential Amendments to Handbook) Instrument 2002
Chapter: AUTH, COND, DEC, ENF, GEN, Glossary, IPRU-BANK, IPRU-BSOC, IPRU-INV, PRIN, PROF, Reader's Guide, SUP
Effective Date: 18th April 2002
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FSA 2001/72: General Provisions and Glossary (Amendment No 3) Instrument 2001
Chapter: GEN
Effective Date: 20th December 2001
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FSA 2001/56: General Provisions and Glossary (Amendment No 2) Instrument 2001
Chapter: GEN, Glossary
Effective Date: 15th November 2001
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FSA 2001/7: General Provisions and Glossary Instrument 2001
Chapter: GEN, Glossary
Effective Date: 21st June 2001