previous regulator
- (1) (in relation to a firm which was authorised under the Banking Act 1987 immediately before commencement or which was a European institution (as defined in the Banking Coordination (Second Council Directive) Regulations 1992) immediately before commencement ) the FSA.
- (2) (in relation to a firm which was a building society immediately before commencement) the Building Societies Commission.
- (3) (in relation to a firm which was a friendly society immediately before commencement) the Friendly Societies Commission.
- (4) (in relation to a firm authorised under the Insurance Companies Act 1982 immediately before commencement) the Treasury.
- (5) (in relation to an underwriting agent which obtained the permission relevant to that category under the Financial Services and Markets Act 2000 (Repeals, Transitional Provisions and Savings) Order 2001 (SI 2001/2636)) the Society of Lloyd's.
- (6) (in relation to a firm which was authorised, or which was an appointed representative , under the Financial Services Act 1986 immediately before commencement or which was a European investment firm (as defined in the Investment Services Regulations 1995 (SI 1995/3275)) immediately before commencement ) any of:
- (a) IMRO;
- (b) PIA;
- (c) SFA;
- (d) a recognised professional body; and
- (e) the FSA;
- (7) (in relation to an ex-section 43 firm ) the FSA.
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5
2