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periodic statement

    a report which a firm is required to provide to a client 46 pursuant to:157

      1. (a) COBS 16.3 (Periodic reporting) where the firm is carrying on designated investment business other than MiFID, equivalent third country or optional exemption business;157
      1. (b) article 60(1) of the MiFID Org Regulation where the firm is carrying on MiFID business;157
      1. (c) GEN 2.2.22AR and COBS 16A.4.1EU where the firm is carrying on the equivalent business of a third country investment firm;157
      1. (d) COBS 16A.1.2R and COBS 16A.4.1EU where the firm is carrying on MiFID optional exemption business161.157

    [Note: see COBS 16A.4.1EU where article 60(1) of the MiFID Org Regulation is reproduced]157.5