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overseas person

    (in accordance with article 3(1) of the Regulated Activities Order (Interpretation)) a person who:

      1. (a) carries on any of the following regulated activities:
        1. (i) dealing in investments as principal;
        1. (ii) dealing in investments as agent;
        1. (iii) arranging (bringing about) deals in investments;
        1. (iv) arranging (bringing about) regulated mortgage contracts;
        1. (v) making arrangements with a view to regulated mortgage contracts;
        1. (vi) making arrangements with a view to transactions in investments;
        1. (vii) managing investments;
        1. (viii) safe custody and administering investments;
        1. (ix) sending dematerialised instructions;
        1. (x) causing dematerialised instructions to be sent;
        1. 65(xa) managing a UCITS;
        1. 65(xb) acting as trustee or depositary of a UCITS;
        1. 65(xc) managing an AIF;
        1. 65(xd) acting as trustee or depositary of an AIF;
        1. (xi) establishing, operating or winding up a collective investment scheme;
        1. 65(xii) [deleted]65
        1. 65(xiii) [deleted]65
        1. 65(xiiia) [deleted]65
        1. (xiv) establishing, operating or winding up a stakeholder pension scheme;
        1. (xiva) establishing, operating or winding up a personal pension scheme;
        1. (xv) advising on investments;
        1. (xvi) advising on regulated mortgage contracts ;
        1. (xvii) entering into a regulated mortgage contract ;
        1. (xviii) administering a regulated mortgage contract ;
        1. (xix) arranging (bringing about) a home reversion plan;
        1. (xx) making arrangements with a view to a home reversion plan;
        1. (xxi) advising on a home reversion plan;
        1. (xxii) entering into a home reversion plan;
        1. (xxiii) administering a home reversion plan;
        1. (xxiv) arranging (bringing about) a home purchase plan;
        1. (xxv) making arrangements with a view to a home purchase plan;
        1. (xxvi) advising on a home purchase plan;
        1. (xxvii) entering into a home purchase plan;
        1. (xxviii) administering a home purchase plan;
        1. (xxix) agreeing to carry on those regulated activities, disregarding the exclusion in article 72 of the Regulated Activities Order (Overseas persons); but
      1. (b) does not carry on any such activities, or offer to do so, from a permanent place of business maintained by him in the United Kingdom.