overseas person
(in accordance with article 3(1) of the Regulated Activities Order (Interpretation)) a person who:
- (a) carries on any of the following regulated activities:
- (i) dealing in investments as principal;
- (ii) dealing in investments as agent;
- (iii) arranging (bringing about) deals in investments;
- (iv) arranging (bringing about) regulated mortgage contracts;
- (v) making arrangements with a view to regulated mortgage contracts;
- (vi) making arrangements with a view to transactions in investments;
- (vii) managing investments;
- (viii) safe custody and administering investments;
- (ix) sending dematerialised instructions;
- (x) causing dematerialised instructions to be sent;
- 65(xa) managing a UK UCITS96;
- 65(xb) acting as trustee or depositary of a UK UCITS96;
- 65(xc) managing an AIF;
- 65(xd) acting as trustee or depositary of an AIF;
- (xi) establishing, operating or winding up a collective investment scheme;
- 65(xii) [deleted]65
- 65(xiii) [deleted]65
- 65(xiiia) [deleted]65
- (xiv) establishing, operating or winding up a stakeholder pension scheme;
- (xiva) establishing, operating or winding up a personal pension scheme;
- (xv) advising on investments;
- (xvi) advising on regulated mortgage contracts ;
- (xvii) entering into a regulated mortgage contract ;
- (xviii) administering a regulated mortgage contract ;
- (xix) arranging (bringing about) a home reversion plan;
- (xx) making arrangements with a view to a home reversion plan;
- (xxi) advising on a home reversion plan;
- (xxii) entering into a home reversion plan;
- (xxiii) administering a home reversion plan;
- (xxiv) arranging (bringing about) a home purchase plan;
- (xxv) making arrangements with a view to a home purchase plan;
- (xxvi) advising on a home purchase plan;
- (xxvii) entering into a home purchase plan;
- (xxviii) administering a home purchase plan;
- (xxix) agreeing to carry on those regulated activities, disregarding the exclusion in article 72 of the Regulated Activities Order (Overseas persons); but
- (b) does not carry on any such activities, or offer to do so, from a permanent place of business maintained by him in the United Kingdom.