overseas person

(in accordance with article 3(1) of the Regulated Activities Order (Interpretation)) a person who:

1. (a) carries on any of the following regulated activities:
   1. (i) dealing in investments as principal;
   1. (ii) dealing in investments as agent;
   1. (iii) arranging (bringing about) deals in investments;
   1. (iv) arranging (bringing about) regulated mortgage contracts;
   1. (v) making arrangements with a view to regulated mortgage contracts;
   1. (vi) making arrangements with a view to transactions in investments;
   1. (vii) managing investments;
   1. (viii) safe custody and administering investments;
   1. (ix) sending dematerialised instructions;
   1. (x) causing dematerialised instructions to be sent;
   1. 65(xa) managing a UCITS;
   1. 65(xb) acting as trustee or depositary of a UCITS;
   1. 65(xc) managing an AIF;
   1. 65(xd) acting as trustee or depositary of an AIF;
   1. (xi) establishing, operating or winding up a collective investment scheme;
   1. 65(xii) [deleted]65
   1. 65(xiii) [deleted]65
   1. 65(xiiia) [deleted]65
   1. (xiv) establishing, operating or winding up a stakeholder pension scheme;
   1. (xiva) establishing, operating or winding up a personal pension scheme;
   1. (xv) advising on investments;
   1. (xvi) advising on regulated mortgage contracts ;
   1. (xvii) entering into a regulated mortgage contract ;
   1. (xviii) administering a regulated mortgage contract ;
   1. (xix) arranging (bringing about) a home reversion plan;
   1. (xx) making arrangements with a view to a home reversion plan;
   1. (xxi) advising on a home reversion plan;
   1. (xxii) entering into a home reversion plan;
   1. (xxiii) administering a home reversion plan;
   1. (xxiv) arranging (bringing about) a home purchase plan;
   1. (xxv) making arrangements with a view to a home purchase plan;
   1. (xxvi) advising on a home purchase plan;
   1. (xxvii) entering into a home purchase plan;
   1. (xxviii) administering a home purchase plan;
   1. (xxix) agreeing to carry on those regulated activities, disregarding the exclusion in article 72 of the Regulated Activities Order (Overseas persons); but
1. (b) does not carry on any such activities, or offer to do so, from a permanent place of business maintained by him in the United Kingdom.