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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

officer

      1. (1) (in connection with the exercise of the106 appropriate regulator's 106 power to require information) an officer of the106 appropriate regulator,106 a member of the106 appropriate regulator's 106 staff or an agent of the106 appropriate regulator.106
      1. (2) (otherwise) (in relation to a body corporate ) (as defined in section 400(5) of the Act (Offences by bodies corporate etc)) a director, member of the committee of management, chief executive , manager, secretary, or other similar officer of the body, or a person purporting to act in that capacity or a controller of the body.4