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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

arranging (bringing about) deals in investments

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    the regulated activity, specified in article 25(1) of the Regulated Activities Order, which is in summary: making arrangements for another person (whether as principal or agent) to buy, sell, subscribe for or underwrite a particular investment which is:

      1. (a) a designated investment (other than a P2P agreement); or
      1. (b) a funeral plan contract; or
      1. (c) the underwriting capacity of a Lloyd's syndicate; or
      1. (d) membership of a Lloyd's syndicate; or
      1. (da) a pure protection contract; or
      1. (db) a general insurance contract; or
      1. (e) rights to or interests in investments in (b), (c) or (d); or139175
      1. (f) a structured deposit139175.