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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

making arrangements with a view to transactions in investments

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    the regulated activity, specified in article 25(2) of the Regulated Activities Order (Arranging deals in investments), which is in summary: making arrangements with a view to a person who participates in the arrangements buying, selling, subscribing for or underwriting any of the following investments (whether as principal or agent):

      1. (a) a designated investment (other than a P2P agreement); or
      1. (b) a funeral plan contract; or
      1. (c) the underwriting capacity of a Lloyd's syndicate; or
      1. (d) membership of a Lloyd's syndicate; or
      1. (e) rights to or interests in investments in (b), (c) or (d); or
      1. (f) a pure protection contract; or
      1. (g) a general insurance contract; or118154
      1. 118154 (h) a structured deposit.