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making arrangements with a view to transactions in investments

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    the regulated activity, specified in article 25(2) of the Regulated Activities Order (Arranging deals in investments), which is in summary: making arrangements with a view to a person who participates in the arrangements buying, selling, subscribing for or underwriting any of the following investments (whether as principal or agent):

      1. (a) a designated investment (other than a P2P agreement); or
      1. (b) a funeral plan contract; or
      1. (c) the underwriting capacity of a Lloyd's syndicate; or
      1. (d) membership of a Lloyd's syndicate; or
      1. (e) rights to or interests in investments in (b), (c) or (d); or
      1. (f) a pure protection contract; or
      1. (g) a general insurance contract; or118134
      1. 118134 (h) a structured deposit.