investment service
- (a) reception and transmission of orders in relation to one or more financial instruments;57
- (e) the making of a personal recommendation;57
- (f) underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis;57
- (g) placing of financial instruments without a firm commitment basis;57
any of the following involving the provision of a service in relation to a financial instrument:57
[Note: article 4(1)(2) of, and section A of Annex 1 to, MiFID and article 6(5) of the auction regulation106]57